Crédit Agricole SA
Head of Control and Reconciliation for Capital Markets Operations (Director Leve
Crédit Agricole SA, Woodbridge, New Jersey, United States
Overview
Note – Role is Located in Metropark, NJ Office Job title
Head of Control and Reconciliation for Capital Markets Operations (Director Level) Contract type
Permanent Contract Summary
Head of Control and Reconciliation Operations for Capital Markets is responsible for the day to day operations of the Capital Markets Back office Control and Recon unit. Individual must have strong management experience, Series 27 License and multiple years of Capital Markets experience. This individual must have experience facing off with FINRA regulators. Responsibilities
Lead the Capital Markets Back Office Control and Reconciliation unit on a daily basis. Proficiency in cash/nostro reconciliations, GL reconciliations/certifications, stock record/depot reconciliations, quarterly counts, fail control aging/analysis, suspense tracking, 15a6 fail tracking/reconciliation and reporting, and broker-dealer statement/confirm control. Interface with CFO office as the point of contact for validation of operational data impacting Federal Reserve and FINRA reporting. Support and participate in major projects from a control perspective for new businesses impacting regulated Books and Records. Qualifications and requirements
FINRA Series 27 License - REQUIRED 5-10 years of Control and Reconciliation experience with Capital Markets Products - REQUIRED 3-7 years of Management experience – REQUIRED 3-7 years of Capital Markets control and reconciliation experience (overall) with ability to manage upward and support front line staff Experience dealing directly with FINRA is a plus Experience interfacing with CFO office on validation of operational data Special role requirements
Manage staff of 4-6 including daily workflow, appraisals, employee growth and development Salary
$170k-$225k Location
Metropolitan area: METROPARK/ISELIN, NJ Education
Bachelor Degree / BSc Degree or equivalent; Education Essential: Bachelor’s Degree (any discipline) Experience
7-10 years business/management experience 3-7 years of Control and Reconciliation Experience Prior experience dealing with FINRA is a plus Ability to manage upward and provide support to front line business staff Skills
FINRA SERIES 27 Registration (Approved Person Registration Essential) Proficiency in Microsoft desktop applications English proficiency (written and verbal) Entity
About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB): Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide by balance sheet size. It employs thousands across more than 30 countries and offers products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank emphasizes climate finance and diversity and inclusion; all job offers are open to persons with disabilities. For more information, visit www.ca-cib.com. Follow us on Twitter and LinkedIn.
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Note – Role is Located in Metropark, NJ Office Job title
Head of Control and Reconciliation for Capital Markets Operations (Director Level) Contract type
Permanent Contract Summary
Head of Control and Reconciliation Operations for Capital Markets is responsible for the day to day operations of the Capital Markets Back office Control and Recon unit. Individual must have strong management experience, Series 27 License and multiple years of Capital Markets experience. This individual must have experience facing off with FINRA regulators. Responsibilities
Lead the Capital Markets Back Office Control and Reconciliation unit on a daily basis. Proficiency in cash/nostro reconciliations, GL reconciliations/certifications, stock record/depot reconciliations, quarterly counts, fail control aging/analysis, suspense tracking, 15a6 fail tracking/reconciliation and reporting, and broker-dealer statement/confirm control. Interface with CFO office as the point of contact for validation of operational data impacting Federal Reserve and FINRA reporting. Support and participate in major projects from a control perspective for new businesses impacting regulated Books and Records. Qualifications and requirements
FINRA Series 27 License - REQUIRED 5-10 years of Control and Reconciliation experience with Capital Markets Products - REQUIRED 3-7 years of Management experience – REQUIRED 3-7 years of Capital Markets control and reconciliation experience (overall) with ability to manage upward and support front line staff Experience dealing directly with FINRA is a plus Experience interfacing with CFO office on validation of operational data Special role requirements
Manage staff of 4-6 including daily workflow, appraisals, employee growth and development Salary
$170k-$225k Location
Metropolitan area: METROPARK/ISELIN, NJ Education
Bachelor Degree / BSc Degree or equivalent; Education Essential: Bachelor’s Degree (any discipline) Experience
7-10 years business/management experience 3-7 years of Control and Reconciliation Experience Prior experience dealing with FINRA is a plus Ability to manage upward and provide support to front line business staff Skills
FINRA SERIES 27 Registration (Approved Person Registration Essential) Proficiency in Microsoft desktop applications English proficiency (written and verbal) Entity
About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB): Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide by balance sheet size. It employs thousands across more than 30 countries and offers products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank emphasizes climate finance and diversity and inclusion; all job offers are open to persons with disabilities. For more information, visit www.ca-cib.com. Follow us on Twitter and LinkedIn.
#J-18808-Ljbffr