LPL Financial
Join LPL Financial as the VP, Investment Products, to build a career where ambition meets innovation. We empower professionals to shape their success while helping clients pursue their financial goals with confidence.
The Investment Products team within LPL’s Investment Management Solutions (IMS) group delivers a highly competitive set of investment solutions across LPL’s brokerage and advisory platforms. This role will lead the team managing investment products, including mutual funds, ETFs, money markets, capital markets, and other high net worth solutions.
Job Overview
Lead the team of business owners responsible for mutual funds, ETFs, money markets, capital markets, and other high net worth and tax deferral solutions. Set the strategy around product pipeline and sourcing, manage product requests, and identify/fill gaps on the platform to ensure the platform remains competitive and meets new areas of demand. Responsibilities
Demonstrate a commitment to creating an environment in which the investment product shelf is managed in a manner consistent with the firm's core values. Act as a subject matter expert for all aspects of LPL’s Mutual Fund, ETF, money market, capital markets, and other tax deferral offerings. Lead a team responsible for building the product pipeline, completing due diligence, and onboarding products. Partner with others in Investment Management Solutions to support departmental and firm-wide initiatives. Lead thought leadership to enhance/evolve LPL approach to Mutual Fund and ETF diligence assessing fund availability. Partner with the firm’s Product Risk team to improve our approach to on-going monitoring. Track regulatory changes and industry / competitor developments in terms of product, pricing, policy, and platform experience within the investment product space. Provide expertise in the offerings and consult with Marketing and Communication team members on product attractiveness and change management. Requirements
Bachelor's degree with a minimum of 10 years of related experience in the financial services industry. Deep understanding of investment products, product trends, and industry regulations. Excellent quantitative and analytical skills. Experience working with investment-oriented databases and analytical software, including Morningstar, FactSet, and Excel. Investment Product management experience associated with evaluating dynamic decisions and contributing towards recommendations that enhance the product offering. Ability to lead projects in a matrix managed fashion leveraging strong interpersonal and written communication skills. FINRA Series 7/66 required. Series 24 preferred. LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest-growing wealth management firms in the U.S. We support over 29,000 financial advisors and the wealth-management practices of 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. Our Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. LPL Financial is an equal opportunity employer. Principals only. EOE.
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Lead the team of business owners responsible for mutual funds, ETFs, money markets, capital markets, and other high net worth and tax deferral solutions. Set the strategy around product pipeline and sourcing, manage product requests, and identify/fill gaps on the platform to ensure the platform remains competitive and meets new areas of demand. Responsibilities
Demonstrate a commitment to creating an environment in which the investment product shelf is managed in a manner consistent with the firm's core values. Act as a subject matter expert for all aspects of LPL’s Mutual Fund, ETF, money market, capital markets, and other tax deferral offerings. Lead a team responsible for building the product pipeline, completing due diligence, and onboarding products. Partner with others in Investment Management Solutions to support departmental and firm-wide initiatives. Lead thought leadership to enhance/evolve LPL approach to Mutual Fund and ETF diligence assessing fund availability. Partner with the firm’s Product Risk team to improve our approach to on-going monitoring. Track regulatory changes and industry / competitor developments in terms of product, pricing, policy, and platform experience within the investment product space. Provide expertise in the offerings and consult with Marketing and Communication team members on product attractiveness and change management. Requirements
Bachelor's degree with a minimum of 10 years of related experience in the financial services industry. Deep understanding of investment products, product trends, and industry regulations. Excellent quantitative and analytical skills. Experience working with investment-oriented databases and analytical software, including Morningstar, FactSet, and Excel. Investment Product management experience associated with evaluating dynamic decisions and contributing towards recommendations that enhance the product offering. Ability to lead projects in a matrix managed fashion leveraging strong interpersonal and written communication skills. FINRA Series 7/66 required. Series 24 preferred. LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest-growing wealth management firms in the U.S. We support over 29,000 financial advisors and the wealth-management practices of 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. Our Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. LPL Financial is an equal opportunity employer. Principals only. EOE.
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