Capital One
Overview
AML Sr Investigator II - SIU Subject Matter Expert (SME). The Special Investigations Unit in the AML Department performs specialized investigations to assess risks presented in particular circumstances. A Subject Matter Expert (SME) will work closely with key stakeholders in the SIU and outside of the SIU when required, including senior management and established people leaders, to foster increased collaboration, improve processes and procedures, assist in team development and learning, and provide general support within a designated workstream and across the SIU. Responsibilities Include:
Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas Collaborating with investigators and people leaders on complex investigations and/or special projects, often functioning in a leadership capacity Serving as a "go-to" for leadership and investigators, helping to manage questions and other various needs of the workstream Organizing training and mentorship opportunities by maintaining a sound working knowledge of applicable processes and procedures, participating in meetings, developing training materials, and leading sessions Assisting management with additional team responsibilities, including hosting meetings, queue management, conducting reviews, and serving as team leaders Partnering with other workstreams and departments to increase awareness, promote collaboration, and assess impacts Conducting assigned investigations, including traditional queue work as needed, while maintaining high standards of production and quality Qualities Desired:
A critical thinker who can identify enhancements and opportunities and develop and execute strong solutions, while fostering collaboration across multiple individuals and workstreams A proficient communicator who can move between oral and written communication and tailor presentations to the audience An organized individual who prioritizes tasks, observes deadlines, and manages multiple responsibilities A strong leader who understands the value of building consensus A driven investigator with a strong understanding of AML risk, management practices, and regulatory requirements Basic Qualifications:
High School Diploma, GED or equivalent certification At least 2 years of Anti-Money Laundering experience within financial services Preferred Qualifications:
Bachelor's Degree 3+ years of AML experience within the financial industry Certified Anti-Money Laundering Specialist (CAMS) certified 1+ year experience investigating complex cases involving high risk customers and typologies 1+ year Microsoft Office Suite, or Google Suite experience Note: At this time Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are for candidates hired to perform work within one of these locations and refer to the amount Capital One is willing to pay at the time of posting. Salaries for part-time roles will be prorated based on hours worked. Locations and ranges include: Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II McLean, VA: $103,200 - $117,800 for AML Sr. Investigator II Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered will be reflected in the offer letter. This role is eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace and will consider applicants with criminal histories in a manner consistent with applicable laws. If you require an accommodation during the application process, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed accommodations. For technical questions about the recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products, services, or educational tools available through this site. Capital One Financial is made up of several entities; positions posted in Canada, the United Kingdom, or the Philippines correspond to Capital One Canada, Capital One Europe, and Capital One Philippines Service Corp. respectively.
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AML Sr Investigator II - SIU Subject Matter Expert (SME). The Special Investigations Unit in the AML Department performs specialized investigations to assess risks presented in particular circumstances. A Subject Matter Expert (SME) will work closely with key stakeholders in the SIU and outside of the SIU when required, including senior management and established people leaders, to foster increased collaboration, improve processes and procedures, assist in team development and learning, and provide general support within a designated workstream and across the SIU. Responsibilities Include:
Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas Collaborating with investigators and people leaders on complex investigations and/or special projects, often functioning in a leadership capacity Serving as a "go-to" for leadership and investigators, helping to manage questions and other various needs of the workstream Organizing training and mentorship opportunities by maintaining a sound working knowledge of applicable processes and procedures, participating in meetings, developing training materials, and leading sessions Assisting management with additional team responsibilities, including hosting meetings, queue management, conducting reviews, and serving as team leaders Partnering with other workstreams and departments to increase awareness, promote collaboration, and assess impacts Conducting assigned investigations, including traditional queue work as needed, while maintaining high standards of production and quality Qualities Desired:
A critical thinker who can identify enhancements and opportunities and develop and execute strong solutions, while fostering collaboration across multiple individuals and workstreams A proficient communicator who can move between oral and written communication and tailor presentations to the audience An organized individual who prioritizes tasks, observes deadlines, and manages multiple responsibilities A strong leader who understands the value of building consensus A driven investigator with a strong understanding of AML risk, management practices, and regulatory requirements Basic Qualifications:
High School Diploma, GED or equivalent certification At least 2 years of Anti-Money Laundering experience within financial services Preferred Qualifications:
Bachelor's Degree 3+ years of AML experience within the financial industry Certified Anti-Money Laundering Specialist (CAMS) certified 1+ year experience investigating complex cases involving high risk customers and typologies 1+ year Microsoft Office Suite, or Google Suite experience Note: At this time Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are for candidates hired to perform work within one of these locations and refer to the amount Capital One is willing to pay at the time of posting. Salaries for part-time roles will be prorated based on hours worked. Locations and ranges include: Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II McLean, VA: $103,200 - $117,800 for AML Sr. Investigator II Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered will be reflected in the offer letter. This role is eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace and will consider applicants with criminal histories in a manner consistent with applicable laws. If you require an accommodation during the application process, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed accommodations. For technical questions about the recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee third-party products, services, or educational tools available through this site. Capital One Financial is made up of several entities; positions posted in Canada, the United Kingdom, or the Philippines correspond to Capital One Canada, Capital One Europe, and Capital One Philippines Service Corp. respectively.
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