Stifel Financial Corp.
Central Supervision Analyst
Stifel Financial Corp., Saint Louis, Missouri, United States, 63146
Overview
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Central Supervision Analyst
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Stifel Financial Corp. What Youll Be Doing The Central Supervision Analyst provides first-level supervisory review function for assigned Branch Managers and Financial Advisors of the Central Supervision Department. What You'll Be Doing
Review, analyze, approve and/or escalate money movement requests. Conduct verification calls to confirm client instructions, ensure veracity of request, and minimize risk. Identify and escalate irregularities to Branch Score Cards. Support Central Supervision Supervisors/Managers with reviewing, monitoring, creating, and following up on reports. Prepare Account Questionnaires to be completed by the FA as needed. Assist in the review of monthly detail statements. Contact the branch to verify information as needed. Follow up with branch staff on requests for information generated during ProSurv reviews. Gather information useful in reviewing/responding to account inquiries and requests for action initiated by Compliance. Gather information useful in reviewing any potential concerns regarding specific account or FA activity. What You'll Bring
Knowledge of principles and processes for providing customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction. Understanding of the core supervisory functions conducted by Central Supervision. Ability to meet deadlines and provide status reporting on current projects and assignments. Working knowledge of the supervisory tools utilized by Central Supervision. Education & Experience
Minimum Required: Bachelor's Degree in Financial field or equivalent education and experience combination Minimum Required: 1-3 years\' Branch Operations experience Licenses & Credentials
Minimum Required: Series 7 required; Series 63 or 66 Systems & Technology
Proficient in Word, PowerPoint, Outlook and Excel. About Stifel
Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success. Stifel is an Equal Opportunity Employer.
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Join to apply for the
Central Supervision Analyst
role at
Stifel Financial Corp. What Youll Be Doing The Central Supervision Analyst provides first-level supervisory review function for assigned Branch Managers and Financial Advisors of the Central Supervision Department. What You'll Be Doing
Review, analyze, approve and/or escalate money movement requests. Conduct verification calls to confirm client instructions, ensure veracity of request, and minimize risk. Identify and escalate irregularities to Branch Score Cards. Support Central Supervision Supervisors/Managers with reviewing, monitoring, creating, and following up on reports. Prepare Account Questionnaires to be completed by the FA as needed. Assist in the review of monthly detail statements. Contact the branch to verify information as needed. Follow up with branch staff on requests for information generated during ProSurv reviews. Gather information useful in reviewing/responding to account inquiries and requests for action initiated by Compliance. Gather information useful in reviewing any potential concerns regarding specific account or FA activity. What You'll Bring
Knowledge of principles and processes for providing customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction. Understanding of the core supervisory functions conducted by Central Supervision. Ability to meet deadlines and provide status reporting on current projects and assignments. Working knowledge of the supervisory tools utilized by Central Supervision. Education & Experience
Minimum Required: Bachelor's Degree in Financial field or equivalent education and experience combination Minimum Required: 1-3 years\' Branch Operations experience Licenses & Credentials
Minimum Required: Series 7 required; Series 63 or 66 Systems & Technology
Proficient in Word, PowerPoint, Outlook and Excel. About Stifel
Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success. Stifel is an Equal Opportunity Employer.
#J-18808-Ljbffr