BDO USA
Overview
IT Senior Associate, Risk Advisory Services. The Senior Associate, Data Risk & Security (DRS) will provide risk consulting and issue resolution to clients in general IT controls, IT application controls, IT process improvement, pre and post systems implementations, and IT security in a banking environment (commercial and/or retail banking). This role participates in all stages of IT internal audits or IT consulting engagements, and assists with planning, field work, engagement wrap-up and report composition, along with providing recommendations to address client risks.
Job Duties / Responsibilities
Acts as primary contact for clients regarding basic questions and information
Develops and monitors budgets (budget-to-actual) for all assigned engagements
Conducts informational interviews and facilitates meetings with clients during the engagement process
Obtains information, documents and data from clients to support analysis and research of client issues
Documents and analyzes client processes, risks and controls, with guidance from senior DRS professionals
Reviews client contracts and develops contract summaries, including key provisions and financial information based on contract type
Develops initial deliverables and/or solutions to client issues
Reassesses risk and communicates with other professionals and/or client as necessary
Assists with management of engagements to ensure engagement metrics are achieved
Utilizes research tools, databases and trade publications to understand client industry
Develops relationships with client personnel and management
Prepares formal and informal presentations for client meetings
Partners with leadership to complete research and draft proposals and reports, as necessary
Implements project plans and maintains documentation and work papers for engagements
Maintains confidentiality of all documentation and work papers
Conducts risk assessment of assigned department or functional area, while overseeing staff
Establishes risk-based IT audit programs
Determines scope of review with the engagement manager
Documents financial reporting cycles or internal audit areas, and identifies key controls
Assesses internal control design and operational effectiveness
Conducts audit testing, identifies reportable issues and risk dimensions
Determines compliance with applicable legislation and audit policies and procedures
Communicates findings to senior management and drafts comprehensive reports
Keeps abreast of IT technology developments, cloud services, IT security breaches, auditing standards updates and emerging issues
Other duties as required
Supervisory Responsibilities
Supervises day-to-day workload of Data Risk & Security Associates on assigned engagements and reviews work product
Ensures DRS Associates are trained on audit software and engagement processes
Delivers periodic performance feedback and completes evaluations for DRS Associates
Acts as mentor to DRS Associates, as appropriate
Education / Qualifications
Bachelor’s degree in Information Technology, Computer Science, Accounting, or Finance, required
Experience
Two or more years of experience within a public accounting firm or industry environment performing internal audit, IT audit, consulting or risk services, required
Experience with IT internal controls, including design and testing of controls, required
Experience with IT Audit and Sarbanes-Oxley, with a focus on entity-wide risk assessment, required
One or more years of supervisory experience, preferred
Experience performing IT security audits and third-party vendor risk assessments, preferred
Licenses / Certifications
CISA, CISM, CISSP, or other equivalent certification, preferred
Software
Proficient in Microsoft Office Suite, specifically Excel and Word, required
Experience auditing ERP applications (e.g., SAP, Oracle), preferred
Experience with IT audit applications and research tools, preferred
Working knowledge of data visualization and analytics software (Power BI, Alteryx, Tableau or similar), preferred
Other Knowledge, Skills & Abilities
Knowledge of automated business systems, change management controls, and related audit techniques
Understanding of various network architectures, operating systems, and security methods
Cloud security and third-party vendor risks; logical data and application access controls
Disaster recovery and business continuity methods
Strong verbal and written communication; ability to present to professionals at all levels
Ability to multi-task, work independently and in a team; strong analytical skills
Ability to travel, as needed
Compensation Individual salaries are determined based on qualifications, experience, skills, and geography. Ranges commonly observed: California, Colorado, Illinois, Maryland, Minnesota, NYC/Long Island/Westchester, Washington, and Washington DC: $85,000 - $100,000.
About Us Join us at BDO, where you will find a place where your work is impactful and you are valued for your individuality. We offer flexibility and opportunities for advancement. Our culture emphasizes meaningful connections, curiosity, and authenticity, with a focus on delivering exceptional and sustainable outcomes for our people, clients, and communities. BDO is proud to be an ESOP company.
Equal Opportunity Employer, including disability/veteran status. All qualified applicants will receive consideration without regard to race, color, religion, sex, national origin, disability, or protected veteran status.
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IT Senior Associate, Risk Advisory Services. The Senior Associate, Data Risk & Security (DRS) will provide risk consulting and issue resolution to clients in general IT controls, IT application controls, IT process improvement, pre and post systems implementations, and IT security in a banking environment (commercial and/or retail banking). This role participates in all stages of IT internal audits or IT consulting engagements, and assists with planning, field work, engagement wrap-up and report composition, along with providing recommendations to address client risks.
Job Duties / Responsibilities
Acts as primary contact for clients regarding basic questions and information
Develops and monitors budgets (budget-to-actual) for all assigned engagements
Conducts informational interviews and facilitates meetings with clients during the engagement process
Obtains information, documents and data from clients to support analysis and research of client issues
Documents and analyzes client processes, risks and controls, with guidance from senior DRS professionals
Reviews client contracts and develops contract summaries, including key provisions and financial information based on contract type
Develops initial deliverables and/or solutions to client issues
Reassesses risk and communicates with other professionals and/or client as necessary
Assists with management of engagements to ensure engagement metrics are achieved
Utilizes research tools, databases and trade publications to understand client industry
Develops relationships with client personnel and management
Prepares formal and informal presentations for client meetings
Partners with leadership to complete research and draft proposals and reports, as necessary
Implements project plans and maintains documentation and work papers for engagements
Maintains confidentiality of all documentation and work papers
Conducts risk assessment of assigned department or functional area, while overseeing staff
Establishes risk-based IT audit programs
Determines scope of review with the engagement manager
Documents financial reporting cycles or internal audit areas, and identifies key controls
Assesses internal control design and operational effectiveness
Conducts audit testing, identifies reportable issues and risk dimensions
Determines compliance with applicable legislation and audit policies and procedures
Communicates findings to senior management and drafts comprehensive reports
Keeps abreast of IT technology developments, cloud services, IT security breaches, auditing standards updates and emerging issues
Other duties as required
Supervisory Responsibilities
Supervises day-to-day workload of Data Risk & Security Associates on assigned engagements and reviews work product
Ensures DRS Associates are trained on audit software and engagement processes
Delivers periodic performance feedback and completes evaluations for DRS Associates
Acts as mentor to DRS Associates, as appropriate
Education / Qualifications
Bachelor’s degree in Information Technology, Computer Science, Accounting, or Finance, required
Experience
Two or more years of experience within a public accounting firm or industry environment performing internal audit, IT audit, consulting or risk services, required
Experience with IT internal controls, including design and testing of controls, required
Experience with IT Audit and Sarbanes-Oxley, with a focus on entity-wide risk assessment, required
One or more years of supervisory experience, preferred
Experience performing IT security audits and third-party vendor risk assessments, preferred
Licenses / Certifications
CISA, CISM, CISSP, or other equivalent certification, preferred
Software
Proficient in Microsoft Office Suite, specifically Excel and Word, required
Experience auditing ERP applications (e.g., SAP, Oracle), preferred
Experience with IT audit applications and research tools, preferred
Working knowledge of data visualization and analytics software (Power BI, Alteryx, Tableau or similar), preferred
Other Knowledge, Skills & Abilities
Knowledge of automated business systems, change management controls, and related audit techniques
Understanding of various network architectures, operating systems, and security methods
Cloud security and third-party vendor risks; logical data and application access controls
Disaster recovery and business continuity methods
Strong verbal and written communication; ability to present to professionals at all levels
Ability to multi-task, work independently and in a team; strong analytical skills
Ability to travel, as needed
Compensation Individual salaries are determined based on qualifications, experience, skills, and geography. Ranges commonly observed: California, Colorado, Illinois, Maryland, Minnesota, NYC/Long Island/Westchester, Washington, and Washington DC: $85,000 - $100,000.
About Us Join us at BDO, where you will find a place where your work is impactful and you are valued for your individuality. We offer flexibility and opportunities for advancement. Our culture emphasizes meaningful connections, curiosity, and authenticity, with a focus on delivering exceptional and sustainable outcomes for our people, clients, and communities. BDO is proud to be an ESOP company.
Equal Opportunity Employer, including disability/veteran status. All qualified applicants will receive consideration without regard to race, color, religion, sex, national origin, disability, or protected veteran status.
#J-18808-Ljbffr