UBS
Audit Expert, IB Execution Services & Research
Join to apply for the
Audit Expert, IB Execution Services & Research
role at
UBS Your role: Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business critical processes to help safeguard and strengthen UBS? At UBS, we have re-imagined the way we work, the way we connect with each other – our colleagues, clients and partners – and the way we deliver value. Being agile will make us more responsive, more adaptable, and ultimately more innovative. We’re looking for an Audit Expert to: plan, execute and lead audits, conduct issue assurance and risk assessment reviews, working effectively in order to provide the expected level of assurance. highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately. where relevant, develop issues and audit reports according to our internal standards that are fully supported by the work done. meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required. proactively and successfully collaborate with peers in and across audit teams. build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management. Detailed salary information: The salary range for this role is $119000 to $156000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Your team: In our agile operating model, audit crews are aligned to business and functional areas, products and services. You’ll be working in the IB Execution Services and Research Audit team within the Investment Bank Audit Stream in New York, with the core responsibility to conduct and lead audit work covering high-volume trading businesses (including electronic & algorithmic trading) and products such as Equities, ETD and Foreign Exchange. Your expertise: We are looking for someone with a bachelor or master degree or equivalent focusing on finance, business administration or accounting/auditing, and 4+ years of audit experience in a similar position focused on investment banking, trading platforms, execution services and research activities. bachelor or master degree or equivalent focusing on finance, business administration or accounting/auditing. 4+ years of audit experience in a similar position focused on investment banking, trading platforms, execution services and research activities. strong understanding of trading products, market risk, and regulatory frameworks (e.g., SEC, FINRA, MiFID II). strong analytical skills and quantitative approach to problem solving. able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes. willingness to keep up with industry, regulatory developments and learn new concepts and methods. ability to effectively communicate with senior stakeholders. ideally has familiarity with data analytics tools. UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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Join to apply for the
Audit Expert, IB Execution Services & Research
role at
UBS Your role: Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business critical processes to help safeguard and strengthen UBS? At UBS, we have re-imagined the way we work, the way we connect with each other – our colleagues, clients and partners – and the way we deliver value. Being agile will make us more responsive, more adaptable, and ultimately more innovative. We’re looking for an Audit Expert to: plan, execute and lead audits, conduct issue assurance and risk assessment reviews, working effectively in order to provide the expected level of assurance. highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately. where relevant, develop issues and audit reports according to our internal standards that are fully supported by the work done. meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required. proactively and successfully collaborate with peers in and across audit teams. build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management. Detailed salary information: The salary range for this role is $119000 to $156000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Your team: In our agile operating model, audit crews are aligned to business and functional areas, products and services. You’ll be working in the IB Execution Services and Research Audit team within the Investment Bank Audit Stream in New York, with the core responsibility to conduct and lead audit work covering high-volume trading businesses (including electronic & algorithmic trading) and products such as Equities, ETD and Foreign Exchange. Your expertise: We are looking for someone with a bachelor or master degree or equivalent focusing on finance, business administration or accounting/auditing, and 4+ years of audit experience in a similar position focused on investment banking, trading platforms, execution services and research activities. bachelor or master degree or equivalent focusing on finance, business administration or accounting/auditing. 4+ years of audit experience in a similar position focused on investment banking, trading platforms, execution services and research activities. strong understanding of trading products, market risk, and regulatory frameworks (e.g., SEC, FINRA, MiFID II). strong analytical skills and quantitative approach to problem solving. able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes. willingness to keep up with industry, regulatory developments and learn new concepts and methods. ability to effectively communicate with senior stakeholders. ideally has familiarity with data analytics tools. UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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