Capital One
Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME)
Capital One, Wilmington, Delaware, us, 19894
Overview
Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME) role within Capital One's AML FIU. The SME will has a multi-faceted role, combining investigative work within queues with training, mentoring, coaching, project participation, and process improvement activities. Responsibilities
Active working knowledge of current FIU investigative processes and procedures, including awareness of applicable work types (e.g., Bank, Card, and COAF). Assist with pipeline queue work by conducting alert and/or case investigations while maintaining high standards of production and quality. Facilitate and assist with creation and maintenance of New Hire training, Refresher training, and other departmental training initiatives. Perform ad-hoc duties for people leaders (e.g., SAR reviews when supervisors are on PTO, running team huddles) and participate in meetings when overseeing teams. Identify opportunities to partner with groups outside the department for collaboration, consistency, and awareness when appropriate. Identify process and procedural improvements, propose potential solutions, and own/manage the execution of ideas and outcomes. Act as a "go-to" resource for leadership and investigators for questions and other needs of the workstream while managing time in production and other responsibilities. Effectively manage queue, time, and calendar with the ability to escalate when appropriate. Qualities Desired
A critical thinker who identifies enhancements, develops and executes strong solutions, and fosters collaboration across multiple individuals and workstreams. A proficient communicator who can tailor oral and written presentations to the audience. An organized individual who prioritizes tasks, tracks deadlines, and manages multiple responsibilities. A strong leader who understands the value of building consensus. A driven investigator with a solid understanding of AML risk, management practices, and regulatory requirements. Basic Qualifications
High School Diploma, GED or equivalent certification. At least 1 year of Anti-Money Laundering (AML) experience within the financial industry. Preferred Qualifications
2+ years of AML experience within the financial industry. 1+ years of experience in Microsoft Office and Google Suites. Experience investigating complex cases involving high-risk customers and typologies. Experience mentoring, conducting training, or public speaking. At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are for candidates hired to work within the specified locations and reflect the amount Capital One is willing to pay at the time of posting. Salaries for part-time roles will be prorated based on hours worked. Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II Jericho, NY: $103,200 - $117,800 for AML Sr. Investigator I McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II New Orleans, LA: $86,000 - $98,200 for AML Sr. Investigator I New York, NY: $103,200 - $117,800 for AML Sr. Investigator II Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II Candidates hired to work in other locations will be subject to the pay range for that location; the actual offer will be in the offer letter. This role is eligible to earn performance-based incentives, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full/part-time status, exempt/non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace. Capital One will consider qualified applicants with criminal histories in a manner consistent with applicable laws and regulations. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not endorse or guarantee third-party products or services advertised on this site. Positions posted in Canada, the United Kingdom, or the Philippines correspond to Capital One Canada, Capital One Europe, and Capital One Philippines Service Corp. (COPSSC), respectively.
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Anti-Money Laundering, Financial Intelligence Unit - Subject Matter Expert (SME) role within Capital One's AML FIU. The SME will has a multi-faceted role, combining investigative work within queues with training, mentoring, coaching, project participation, and process improvement activities. Responsibilities
Active working knowledge of current FIU investigative processes and procedures, including awareness of applicable work types (e.g., Bank, Card, and COAF). Assist with pipeline queue work by conducting alert and/or case investigations while maintaining high standards of production and quality. Facilitate and assist with creation and maintenance of New Hire training, Refresher training, and other departmental training initiatives. Perform ad-hoc duties for people leaders (e.g., SAR reviews when supervisors are on PTO, running team huddles) and participate in meetings when overseeing teams. Identify opportunities to partner with groups outside the department for collaboration, consistency, and awareness when appropriate. Identify process and procedural improvements, propose potential solutions, and own/manage the execution of ideas and outcomes. Act as a "go-to" resource for leadership and investigators for questions and other needs of the workstream while managing time in production and other responsibilities. Effectively manage queue, time, and calendar with the ability to escalate when appropriate. Qualities Desired
A critical thinker who identifies enhancements, develops and executes strong solutions, and fosters collaboration across multiple individuals and workstreams. A proficient communicator who can tailor oral and written presentations to the audience. An organized individual who prioritizes tasks, tracks deadlines, and manages multiple responsibilities. A strong leader who understands the value of building consensus. A driven investigator with a solid understanding of AML risk, management practices, and regulatory requirements. Basic Qualifications
High School Diploma, GED or equivalent certification. At least 1 year of Anti-Money Laundering (AML) experience within the financial industry. Preferred Qualifications
2+ years of AML experience within the financial industry. 1+ years of experience in Microsoft Office and Google Suites. Experience investigating complex cases involving high-risk customers and typologies. Experience mentoring, conducting training, or public speaking. At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are for candidates hired to work within the specified locations and reflect the amount Capital One is willing to pay at the time of posting. Salaries for part-time roles will be prorated based on hours worked. Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II Jericho, NY: $103,200 - $117,800 for AML Sr. Investigator I McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II New Orleans, LA: $86,000 - $98,200 for AML Sr. Investigator I New York, NY: $103,200 - $117,800 for AML Sr. Investigator II Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II Candidates hired to work in other locations will be subject to the pay range for that location; the actual offer will be in the offer letter. This role is eligible to earn performance-based incentives, which may include cash bonuses and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full/part-time status, exempt/non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable laws. Capital One promotes a drug-free workplace. Capital One will consider qualified applicants with criminal histories in a manner consistent with applicable laws and regulations. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not endorse or guarantee third-party products or services advertised on this site. Positions posted in Canada, the United Kingdom, or the Philippines correspond to Capital One Canada, Capital One Europe, and Capital One Philippines Service Corp. (COPSSC), respectively.
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