Buckingham Search
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Base pay range
$175,000.00/yr - $225,000.00/yr Direct message the job poster from Buckingham Search Overview
We’re partnering with a global financial services firm hiring an Accounting Director, Broker-Dealer Finance and Operations Principal (FinOp) to join their team. This role will report directly to the Controller and will be responsible for regulatory financial reporting and compliance for U.S. regulated entities, including broker-dealers. Responsibilities
Prepare, review, and submit all required U.S. regulatory returns and filings. Collaborate with Legal and Compliance on regulatory audits and examinations. Partner with Treasury on liquidity, funding, capital, and clearing/trading deposits. Oversee net capital calculations for regulatory requirements. Prepare annual audited financial statements for U.S. regulated entities and manage auditor relationships. Develop and maintain policy and procedure documentation related to regulatory reporting. Stay current on evolving regulations, interpret impact, and implement necessary changes. Serve as subject matter expert on broker-dealer regulatory accounting and reporting. Collaborate across Finance, Treasury, Risk, and Compliance on special projects and strategic initiatives. Qualifications
8+ years of experience in regulatory accounting or audit within financial services, including experience as a FinOp. Series 27 license required. Bachelor’s degree in Accounting or related field. Strong knowledge of GAAP, SEC, and FINRA regulations. Proven track record of managing regulatory filings and compliance processes. Excellent communication, problem-solving, and organizational skills. Ability to thrive in a fast-paced environment and adapt to change. Based in Chicago with willingness to work in-office part of the week. Seniority level
Director Employment type
Full-time Job function
Accounting/Auditing, Finance, and General Business Referrals increase your chances of interviewing at Buckingham Search by 2x Inferred from the description for this job
Medical insurance Vision insurance 401(k) Paid maternity leave Paid paternity leave Child care support Disability insurance Tuition assistance Student loan assistance Get notified when a new job is posted. Sign in to set job alerts for “Director of Accounting” roles.
Harvey, IL $225,000.00-$250,000.00 2 days ago Greater Chicago Area $130,000.00-$220,000.00 2 weeks ago Chicago, IL $150,000.00-$160,000.00 11 hours ago Chicago, IL $180,000.00-$220,000.00 6 days ago Greater Chicago Area $150,000.00-$170,000.00 1 day ago Chicago, IL $190,000.00-$200,000.00 6 days ago Chicago, IL $180,000.00-$220,000.00 10 hours ago Chicago, IL $150,000.00-$215,000.00 2 weeks ago Chicago, IL $150,000.00-$210,000.00 2 weeks ago Des Plaines, IL $175,000.00-$200,000.00 3 days ago Cicero, IL $180,000.00-$215,000.00 2 days ago Greater Chicago Area $125,000.00-$165,000.00 2 weeks ago Chicago, IL $170,000.00-$250,000.00 2 days ago Greater Chicago Area $90,000.00-$110,000.00 15 hours ago Divisional Controller and Head of Finance
Chicago, IL $181,000.00-$205,000.00 16 hours ago Chicago, IL $130,000.00-$220,000.00 2 weeks ago Greater Chicago Area $180,000.00-$200,000.00 2 weeks ago Director Accounting CHEF\'S TORE (Hybrid: Onsite and Remote Work)
Rosemont, IL $110,000.00-$180,000.00 2 weeks ago Chicago, IL $156,500.00-$165,000.00 2 weeks ago Downers Grove, IL $140,000.00-$165,000.00 3 months ago Chicago, IL $168,700.00-$221,500.00 1 week ago Northbrook, IL $110,000.00-$140,000.00 2 weeks ago Schaumburg, IL $132,300.00-$240,000.00 3 weeks ago Gurnee, IL $125,000.00-$150,000.00 8 hours ago Chicago, IL $125,000.00-$140,000.00 2 weeks ago Chicago, IL $110,000.00-$130,000.00 13 hours ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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$175,000.00/yr - $225,000.00/yr Direct message the job poster from Buckingham Search Overview
We’re partnering with a global financial services firm hiring an Accounting Director, Broker-Dealer Finance and Operations Principal (FinOp) to join their team. This role will report directly to the Controller and will be responsible for regulatory financial reporting and compliance for U.S. regulated entities, including broker-dealers. Responsibilities
Prepare, review, and submit all required U.S. regulatory returns and filings. Collaborate with Legal and Compliance on regulatory audits and examinations. Partner with Treasury on liquidity, funding, capital, and clearing/trading deposits. Oversee net capital calculations for regulatory requirements. Prepare annual audited financial statements for U.S. regulated entities and manage auditor relationships. Develop and maintain policy and procedure documentation related to regulatory reporting. Stay current on evolving regulations, interpret impact, and implement necessary changes. Serve as subject matter expert on broker-dealer regulatory accounting and reporting. Collaborate across Finance, Treasury, Risk, and Compliance on special projects and strategic initiatives. Qualifications
8+ years of experience in regulatory accounting or audit within financial services, including experience as a FinOp. Series 27 license required. Bachelor’s degree in Accounting or related field. Strong knowledge of GAAP, SEC, and FINRA regulations. Proven track record of managing regulatory filings and compliance processes. Excellent communication, problem-solving, and organizational skills. Ability to thrive in a fast-paced environment and adapt to change. Based in Chicago with willingness to work in-office part of the week. Seniority level
Director Employment type
Full-time Job function
Accounting/Auditing, Finance, and General Business Referrals increase your chances of interviewing at Buckingham Search by 2x Inferred from the description for this job
Medical insurance Vision insurance 401(k) Paid maternity leave Paid paternity leave Child care support Disability insurance Tuition assistance Student loan assistance Get notified when a new job is posted. Sign in to set job alerts for “Director of Accounting” roles.
Harvey, IL $225,000.00-$250,000.00 2 days ago Greater Chicago Area $130,000.00-$220,000.00 2 weeks ago Chicago, IL $150,000.00-$160,000.00 11 hours ago Chicago, IL $180,000.00-$220,000.00 6 days ago Greater Chicago Area $150,000.00-$170,000.00 1 day ago Chicago, IL $190,000.00-$200,000.00 6 days ago Chicago, IL $180,000.00-$220,000.00 10 hours ago Chicago, IL $150,000.00-$215,000.00 2 weeks ago Chicago, IL $150,000.00-$210,000.00 2 weeks ago Des Plaines, IL $175,000.00-$200,000.00 3 days ago Cicero, IL $180,000.00-$215,000.00 2 days ago Greater Chicago Area $125,000.00-$165,000.00 2 weeks ago Chicago, IL $170,000.00-$250,000.00 2 days ago Greater Chicago Area $90,000.00-$110,000.00 15 hours ago Divisional Controller and Head of Finance
Chicago, IL $181,000.00-$205,000.00 16 hours ago Chicago, IL $130,000.00-$220,000.00 2 weeks ago Greater Chicago Area $180,000.00-$200,000.00 2 weeks ago Director Accounting CHEF\'S TORE (Hybrid: Onsite and Remote Work)
Rosemont, IL $110,000.00-$180,000.00 2 weeks ago Chicago, IL $156,500.00-$165,000.00 2 weeks ago Downers Grove, IL $140,000.00-$165,000.00 3 months ago Chicago, IL $168,700.00-$221,500.00 1 week ago Northbrook, IL $110,000.00-$140,000.00 2 weeks ago Schaumburg, IL $132,300.00-$240,000.00 3 weeks ago Gurnee, IL $125,000.00-$150,000.00 8 hours ago Chicago, IL $125,000.00-$140,000.00 2 weeks ago Chicago, IL $110,000.00-$130,000.00 13 hours ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr