Forvis Mazars, LLP
Senior Consultant, Risk & Regulatory Consulting - Anti-Financial Crimes
Forvis Mazars, LLP, Charlotte, North Carolina, United States, 28245
Description & Requirements
What You Will Do:
Assisting clients on requirements of their BSA/AML and Sanctions Compliance Program, including customer lifecycle support (e.g., KYC, Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD), adverse media screening), Transaction Monitoring, Anti-Bribery and Corruption (ABC) and AML compliance system implementation/tuning.
Assessing BSA/AML risk at the enterprise and/or business unit level and helping implement detection and comprehensive compliance programs
Conducting BSA/AML Risk Assessments for the purposes of assessing risks within various lines of business and ensuring proper controls are in place to mitigate identified risks
Understanding complex AML investigations and analysis in diversified financial services operations, including alert and case disposition and Suspicious Activity Report (SAR) narrative preparation.
Executing the project deliverables and communicating with the project team
Helping to identify significant emerging issues that impact our client base
Minimum Qualifications:
2+ years or more of experience in financial crimes roles with a focus on AML, KYC, BSA, SARs, Sanctions, and Internal Audit programs within the financial services industry
Prior experience as a consultant in the Big Four, or equivalent
Proficiency in MS Office: Word, Excel, PowerPoint, and Outlook
Strong understanding of BSA, AML, Sanctions, and other related regulatory compliance requirements
Knowledge of AI tools, including prompt engineering, and other methods of machine learning used within the Financial Crimes Compliance industry
Prior experience with Financial Crimes Compliance software (e.g., Verafin, NICE Actimize, Mantas)
Preferred Qualifications:
CAMS certification
Bring independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation
Possess exceptional interpersonal skills, with the ability to build strong client relationships and collaborate effective with diverse teams.
Demonstrate strong verbal and written communication skills, including the ability to communicate complex ideas clearly and concisely.
Uphold a professional demeanor aligned with high ethical standards, sound judgement, and accountability.
Show reliability and commitment to deadlines, along with a proactive approach to managing priorities.
Exhibit strong organizational and time management skills and a collaborative team mindset.
Are interested in long-term professional growth, taking initiative to expand their expertise, assume leadership responsibilities over time, and contribute to the broader success of our Advisory Practice.
#LI-CLTSP, #LI-CLTU
#LI-RM1 #J-18808-Ljbffr
Assisting clients on requirements of their BSA/AML and Sanctions Compliance Program, including customer lifecycle support (e.g., KYC, Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD), adverse media screening), Transaction Monitoring, Anti-Bribery and Corruption (ABC) and AML compliance system implementation/tuning.
Assessing BSA/AML risk at the enterprise and/or business unit level and helping implement detection and comprehensive compliance programs
Conducting BSA/AML Risk Assessments for the purposes of assessing risks within various lines of business and ensuring proper controls are in place to mitigate identified risks
Understanding complex AML investigations and analysis in diversified financial services operations, including alert and case disposition and Suspicious Activity Report (SAR) narrative preparation.
Executing the project deliverables and communicating with the project team
Helping to identify significant emerging issues that impact our client base
Minimum Qualifications:
2+ years or more of experience in financial crimes roles with a focus on AML, KYC, BSA, SARs, Sanctions, and Internal Audit programs within the financial services industry
Prior experience as a consultant in the Big Four, or equivalent
Proficiency in MS Office: Word, Excel, PowerPoint, and Outlook
Strong understanding of BSA, AML, Sanctions, and other related regulatory compliance requirements
Knowledge of AI tools, including prompt engineering, and other methods of machine learning used within the Financial Crimes Compliance industry
Prior experience with Financial Crimes Compliance software (e.g., Verafin, NICE Actimize, Mantas)
Preferred Qualifications:
CAMS certification
Bring independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation
Possess exceptional interpersonal skills, with the ability to build strong client relationships and collaborate effective with diverse teams.
Demonstrate strong verbal and written communication skills, including the ability to communicate complex ideas clearly and concisely.
Uphold a professional demeanor aligned with high ethical standards, sound judgement, and accountability.
Show reliability and commitment to deadlines, along with a proactive approach to managing priorities.
Exhibit strong organizational and time management skills and a collaborative team mindset.
Are interested in long-term professional growth, taking initiative to expand their expertise, assume leadership responsibilities over time, and contribute to the broader success of our Advisory Practice.
#LI-CLTSP, #LI-CLTU
#LI-RM1 #J-18808-Ljbffr