Northern Trust
Audit Specialist - Regularity Validation
Northern Trust, Chicago, Illinois, United States, 60290
Audit Specialist – Regulatory Validation
Join to apply for the
Audit Specialist – Regulatory Validation
role at
Northern Trust About Northern Trust
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Responsibilities
Manage complex and multiple project objectives concurrently including resourcing, workpaper review and ensuring timely completion. Manage project resources to accomplish complex scopes of work and objectives in tight timeframes. Identify any emerging risks and react quickly. Interact with a wide range of stakeholders, including senior management and regulators. Represent Audit Services in various committees, task forces, etc. Lead, guide, and coach staff, and foster an environment which encourages partner participation, teamwork, and communication. Work with subject matter experts, other audit teams and co-sources to define and deliver validation approaches. Review clear, concise audit reports and/or memos ensuring timely communication of risks and audit conclusions to senior and executive management. Maintain familiarity of and technical expertise with business unit(s) organizational structure, personnel, activities and products, new product development, financial performance, and risk and problem areas. Stay current on regulatory rules and changes within the industry. Qualifications
10+ years’ experience in Internal Audit, preferably within the banking/financial services sector or practice experience in the financial services industry. Experience with regulatory engagement. Qualified accountant – CPA, ACA, ACCA, CFA or CIA designations. Excellent oral and written communication skills (e.g., ability to communicate both with junior staff and senior leaders, executive writing). Strong critical thinking, analytic, leadership and organizational skills. Ability to proactively assess issues, identify solutions and problem solve. Ability to develop relationships with diverse groups and various levels of personnel. Ability to work autonomously and make sound business judgments in resolving complex issues. Benefits Experience
Quality Assurance and/or Professional Practices experience in a financial services internal audit function. Salary Range
$114,700 – 194,900 USD Benefits
Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component. Working With Us
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose. Reasonable Accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com. Apply Today
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
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Join to apply for the
Audit Specialist – Regulatory Validation
role at
Northern Trust About Northern Trust
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Responsibilities
Manage complex and multiple project objectives concurrently including resourcing, workpaper review and ensuring timely completion. Manage project resources to accomplish complex scopes of work and objectives in tight timeframes. Identify any emerging risks and react quickly. Interact with a wide range of stakeholders, including senior management and regulators. Represent Audit Services in various committees, task forces, etc. Lead, guide, and coach staff, and foster an environment which encourages partner participation, teamwork, and communication. Work with subject matter experts, other audit teams and co-sources to define and deliver validation approaches. Review clear, concise audit reports and/or memos ensuring timely communication of risks and audit conclusions to senior and executive management. Maintain familiarity of and technical expertise with business unit(s) organizational structure, personnel, activities and products, new product development, financial performance, and risk and problem areas. Stay current on regulatory rules and changes within the industry. Qualifications
10+ years’ experience in Internal Audit, preferably within the banking/financial services sector or practice experience in the financial services industry. Experience with regulatory engagement. Qualified accountant – CPA, ACA, ACCA, CFA or CIA designations. Excellent oral and written communication skills (e.g., ability to communicate both with junior staff and senior leaders, executive writing). Strong critical thinking, analytic, leadership and organizational skills. Ability to proactively assess issues, identify solutions and problem solve. Ability to develop relationships with diverse groups and various levels of personnel. Ability to work autonomously and make sound business judgments in resolving complex issues. Benefits Experience
Quality Assurance and/or Professional Practices experience in a financial services internal audit function. Salary Range
$114,700 – 194,900 USD Benefits
Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component. Working With Us
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose. Reasonable Accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com. Apply Today
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
#J-18808-Ljbffr