Oliver James
Senior Regulatory Compliance Analyst – Annuities
Oliver James, Hartford, Connecticut, us, 06112
Senior Regulatory Compliance Analyst – Annuities
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Hartford, CT
Responsibilities
Draft contract provisions for new retail annuity products by gathering business requirements from product, actuarial, legal, compliance, operations, and sales teams
Develop project timelines and coordinate state product submissions, including setting expectations for approval timelines
Analyze state insurance laws and regulatory standards to ensure compliance of new product initiatives
Correspond and negotiate with state regulators on product submission objections and prepare responses
Prepare and submit new products in SERFF, and identify opportunities to streamline the submission process
Review and gain approval for consumer advertising and branding initiatives, ensuring alignment with contract requirements
Maintain records of regulated forms and coordinate proper usage across business areas
Support new product implementation with final disclosure and contract language requirements
Assist internal operations and third‑party administrators to ensure in‑force products comply with policy and contract language
Maintain professional contacts with state insurance departments and industry regulatory bodies
Qualifications
Seven or more years of experience in the annuity or life insurance industry, with at least three years in legal, compliance, or product development
Strong knowledge of insurance products, sales practices, and regulatory requirements, with experience in annuities, 401(k) annuities, pension risk transfer, or funding agreements preferred
Exceptional verbal and written communication skills, including the ability to articulate complex regulatory and product requirements
Familiarity with insurance administration processes and systems
Proficient in Microsoft Office, Adobe Professional, and other relevant software
Experience with SERFF and state insurance filings
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Hartford, CT
Responsibilities
Draft contract provisions for new retail annuity products by gathering business requirements from product, actuarial, legal, compliance, operations, and sales teams
Develop project timelines and coordinate state product submissions, including setting expectations for approval timelines
Analyze state insurance laws and regulatory standards to ensure compliance of new product initiatives
Correspond and negotiate with state regulators on product submission objections and prepare responses
Prepare and submit new products in SERFF, and identify opportunities to streamline the submission process
Review and gain approval for consumer advertising and branding initiatives, ensuring alignment with contract requirements
Maintain records of regulated forms and coordinate proper usage across business areas
Support new product implementation with final disclosure and contract language requirements
Assist internal operations and third‑party administrators to ensure in‑force products comply with policy and contract language
Maintain professional contacts with state insurance departments and industry regulatory bodies
Qualifications
Seven or more years of experience in the annuity or life insurance industry, with at least three years in legal, compliance, or product development
Strong knowledge of insurance products, sales practices, and regulatory requirements, with experience in annuities, 401(k) annuities, pension risk transfer, or funding agreements preferred
Exceptional verbal and written communication skills, including the ability to articulate complex regulatory and product requirements
Familiarity with insurance administration processes and systems
Proficient in Microsoft Office, Adobe Professional, and other relevant software
Experience with SERFF and state insurance filings
#J-18808-Ljbffr