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LPL Financial

Vice President, Regional Branch Manager

LPL Financial, New York, New York, us, 10261

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Job Overview Vice President, Regional Branch Manager

– LPL Financial

Responsibilities

Partner with advisors to create and implement business growth

Maintain high advisor retention and satisfaction

Support advisor recruitment by selling the mission and vision of the Employee Channel; transition new teams to LPL

Build and maintain strong advisor relationships while balancing profitability of the model

Qualifications

7+ years of branch experience in a branch manager, branch operations/service or branch administration role

Bachelor’s degree

Series 7, 66, 9 and 10

10+ years of financial services experience

Willingness to travel to branch offices as needed

Core Competencies

Strategic Agility – entrepreneurial mindset, critical thinking for market advantages

Problem Solving and Decision Making – customer‑centric process, human‑centric design thinking, data‑based solutions

Operational Execution – roadmap, milestones, metrics; iterative cycles to continuous learning

Talent Management – build strong, motivated teams at scale, recruit top professionals, attract followers, develop talent

Advocacy – collaborate internally and externally to secure channel priority and focus

Preferences

Branch and home office experience

Experience managing multiple offices

Strong wealth management experience with recruit integration track record

Motivate employees, build teams, drive outcomes

Strong interpersonal skills, trust building, model integrity

Highly strategic thinker, complex problem assessment, execution focus

Strong communication skills, executive presence, visual framing

Influence at all levels and lead change

Executive gravitas and presence

Industry dynamics awareness

Compensation Total target $300,000‑$350,000. Pay range $198,900‑$331,500/year.

Company Overview LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. LPL supports over 29,000 financial advisors and the wealth‑management practices of 1,100 institutions, servicing and custodio approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans.

Benefits and Total Rewards

401(k) matching

Health benefits

Employee stock options

Volunteer time off

Discretionary bonus

Equal Employment Opportunity LPL Financial is an Equal Employment Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity, sexual orientation, age, disability, or veteran status.

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