Capital One National Association
Principal Risk Specialist
Capital One National Association, Richmond, Texas, United States, 77406
Principal Risk Specialist
Do you like working in the spotlight? Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as develop and implement innovative solutions? As a Principal Risk Associate at Capital One you’ll be responsible for working with business partners to identify and mitigate potential risks to Capital One.
Principal Risk Associates at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills. They have a high level of exposure across lines of business and have the opportunity to create and implement innovative solutions to identify and mitigate potential risks to the Company.
Responsibilities:
PIN Security and Encryption Key Management. Oversee all aspects of PIN Security and Encryption Key Management Program and always maintain industry standards.
Coordinates bi-annual PCI PIN Security Reviews with external auditor; collaborate with BT
Manages Compliance reporting activities related to internal and regulatory reporting obligations such as the following:
OFAC Country and Currency Code Reviews Politically Exposed Persons (PEPs) reporting Reserve Bank of India transaction monitoring Operations Team’s Ops Metrics facilitator
Perform Quarterly testing of Settlement Services ACH Control Assists more senior compliance professionals in the reporting of Issues Assists Principals, Managers or Senior Manager in discrete portions of larger projects. Ensures compliance issues are brought to the attention of senior compliance professionals. Basic Qualifications: Bachelor’s degree in Business Administration and Management, Accounting, Finance or Law At least 4 years of experience in Project Management, Compliance, Law, Risk, Operations or Governance At least 3 years of experience supporting, partnering and interacting with internal business clients Preferred Qualifications: At least 3 years of Project Management experience leading cross functional projects and programs in Risk. PMP Certification or Masters Certificate of Project Management (CPM) Certifications in Certified Regulatory Compliance Manager, Project Management, JD, CISA, CIPP, CRMP, RIMS or similar preferred Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.
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OFAC Country and Currency Code Reviews Politically Exposed Persons (PEPs) reporting Reserve Bank of India transaction monitoring Operations Team’s Ops Metrics facilitator
Perform Quarterly testing of Settlement Services ACH Control Assists more senior compliance professionals in the reporting of Issues Assists Principals, Managers or Senior Manager in discrete portions of larger projects. Ensures compliance issues are brought to the attention of senior compliance professionals. Basic Qualifications: Bachelor’s degree in Business Administration and Management, Accounting, Finance or Law At least 4 years of experience in Project Management, Compliance, Law, Risk, Operations or Governance At least 3 years of experience supporting, partnering and interacting with internal business clients Preferred Qualifications: At least 3 years of Project Management experience leading cross functional projects and programs in Risk. PMP Certification or Masters Certificate of Project Management (CPM) Certifications in Certified Regulatory Compliance Manager, Project Management, JD, CISA, CIPP, CRMP, RIMS or similar preferred Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.
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