Bloomberg
Compliance Officer - Data, Research and Analytics
Location: New York
Business Area: Legal, Compliance, and Risk
Ref # 10047120
Base pay range $180,000.00/yr - $210,000.00/yr
Overview Bloomberg’s Legal & Compliance Department supports our businesses and operations worldwide. The Global Compliance team provides coverage across Bloomberg’s products and services. We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, focusing on compliance support for Bloomberg’s Data and Pricing products and services.
Responsibilities
Advise on the application of financial regulations and market conduct standards as they relate to financial data products and analytics.
Interpret and communicate evolving regulatory requirements (e.g., IOSCO, ESMA, SEC, FCA, CFTC, MiFID II) and assess their impact on data governance and compliance obligations.
Support business teams in embedding regulatory requirements into operational processes and data workflows.
Analyze new emerging areas, such as DORA and AI, to identify and develop an appropriate compliance framework.
Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks.
Contribute to governance forums and provide management with clear reporting on compliance risks, issues, and remediation progress.
Prepare and provide training to stakeholders on compliance and regulatory matters.
Prepare reports for internal management, as applicable.
Qualifications
8+ years’ experience in Compliance, risk advisory, or audit within financial services, market data, or technology.
Strong knowledge of financial services regulation with proven experience in data compliance, information governance, or market infrastructure.
Expertise in data management, pricing, valuation practices, and control environments in financial markets.
Demonstrated experience in identifying, managing, and remediating risks through a structured Enterprise Risk Management framework.
Ability to assess and provide pragmatic guidance on compliance issues relating to complex data products.
Strong drafting skills (policies, procedures, and reports) and confident communicator with senior stakeholders.
Ability to prioritize multiple projects in a fast‑paced environment, working independently and collaboratively.
Willingness to roll up your sleeves and help out even when it’s not in your job description.
Preferred
Experience with Bloomberg, in particular Data & Analytics offerings.
Familiarity with IOSCO principles for pricing providers.
Experience with Model Risk Governance.
An understanding of cybersecurity principles (encryption, access management, incident reporting).
Familiarity with technical skills such as data modeling, SQL, Python and Advanced Excel.
Application Apply if you think we're a good match. We'll get in touch to let you know what the next steps are.
Salary Range = $180,000 - $210,000 USD Annually + Benefits + Bonus
We offer one of the most comprehensive and generous benefits plans available and offer a range of total rewards that may include merit increases, incentive compensation (exempt roles only), paid holidays, paid time off, medical, dental, vision, short and long term disability benefits, 401(k) + match, life insurance, and various wellness programs, among others.
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Business Area: Legal, Compliance, and Risk
Ref # 10047120
Base pay range $180,000.00/yr - $210,000.00/yr
Overview Bloomberg’s Legal & Compliance Department supports our businesses and operations worldwide. The Global Compliance team provides coverage across Bloomberg’s products and services. We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, focusing on compliance support for Bloomberg’s Data and Pricing products and services.
Responsibilities
Advise on the application of financial regulations and market conduct standards as they relate to financial data products and analytics.
Interpret and communicate evolving regulatory requirements (e.g., IOSCO, ESMA, SEC, FCA, CFTC, MiFID II) and assess their impact on data governance and compliance obligations.
Support business teams in embedding regulatory requirements into operational processes and data workflows.
Analyze new emerging areas, such as DORA and AI, to identify and develop an appropriate compliance framework.
Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks.
Contribute to governance forums and provide management with clear reporting on compliance risks, issues, and remediation progress.
Prepare and provide training to stakeholders on compliance and regulatory matters.
Prepare reports for internal management, as applicable.
Qualifications
8+ years’ experience in Compliance, risk advisory, or audit within financial services, market data, or technology.
Strong knowledge of financial services regulation with proven experience in data compliance, information governance, or market infrastructure.
Expertise in data management, pricing, valuation practices, and control environments in financial markets.
Demonstrated experience in identifying, managing, and remediating risks through a structured Enterprise Risk Management framework.
Ability to assess and provide pragmatic guidance on compliance issues relating to complex data products.
Strong drafting skills (policies, procedures, and reports) and confident communicator with senior stakeholders.
Ability to prioritize multiple projects in a fast‑paced environment, working independently and collaboratively.
Willingness to roll up your sleeves and help out even when it’s not in your job description.
Preferred
Experience with Bloomberg, in particular Data & Analytics offerings.
Familiarity with IOSCO principles for pricing providers.
Experience with Model Risk Governance.
An understanding of cybersecurity principles (encryption, access management, incident reporting).
Familiarity with technical skills such as data modeling, SQL, Python and Advanced Excel.
Application Apply if you think we're a good match. We'll get in touch to let you know what the next steps are.
Salary Range = $180,000 - $210,000 USD Annually + Benefits + Bonus
We offer one of the most comprehensive and generous benefits plans available and offer a range of total rewards that may include merit increases, incentive compensation (exempt roles only), paid holidays, paid time off, medical, dental, vision, short and long term disability benefits, 401(k) + match, life insurance, and various wellness programs, among others.
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