S&P Global
Generative AI Monitoring Analyst, Compliance & Control, S&P Global Ratings
S&P Global, Boulder, Colorado, United States, 80301
Generative AI Monitoring Analyst, Compliance & Control
About The Role/The Team
The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program focused on the performance and utilization of Generative AI tools within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical control function for S&P Global Ratings. This position supports the mitigation of risks and enhancement of controls for the ongoing quality of S&P’s ratings, research, and other products as the organization expands its use of Generative AI tools. In particular, the Analyst will participate in risk-based activities, including reviewing large data sets and developing tests and tools to detect unusual or problematic performance or usage. They will then collaborate with other control team members to investigate the findings.
Key Responsibilities
Assesses the effectiveness of controls over the operation of Generative AI tools and models and reviews structured and unstructured data from internal and external sources used in Generative AI tools and models.
Demonstrates an understanding of AI tools and risks, gaining a comprehensive working knowledge of S&P’s relevant tools, and assists in the generation and preparation of metrics and reporting on AI-generated data input/output.
Evaluates the performance of Generative AI tools to ensure they are functioning as expected and that their uses remain as intended through the development of risk-based monitoring reviews.
Assess the adequacy and effectiveness of governance of AI tools from development to operation and subsequent revisions.
Coordinates with global offices to ensure data analyses and reports are accessible to all relevant stakeholders and are treated consistently.
Assists with planning, organizing, executing, and documenting all activities. Conducts ad-hoc research as necessary.
Conducts regular reviews and audits to ensure compliance with established standards.
Analytical Platforms
Applies knowledge of Excel or other programming languages, such as Python or R, to contribute to the oversight of the development and application of tools that utilize AI to facilitate analyses, visualizations, and develop risk-based monitoring reviews.
Compensation/Benefits Information
(US candidates only)
Base salary range: $116,000 to $143,000. Final base salary will be based on geographic location, experience, and skill set.
What We’re Looking For
Basic Required Qualifications
3+ years of relevant experience in financial services.
Knowledge of risk management and framework development to conduct compliance monitoring reviews.
Knowledge of automation techniques.
Knowledge of AI and machine learning.
Understanding of financial markets, the business environment, and financial data.
Proficiency with Excel, SQL, and Python.
Experience in data mining, data warehousing, and data mapping.
BA or BS in a business or financial engineering field.
Preferred Qualifications
MBA
Proficiency with VBA and R
Right to Work Requirements
This role is limited to persons with an indefinite right to work in the United States.
Hybrid Work Requirements
All employees are required to work from the office a minimum of 2 days per week.
Interview Requirements
All candidates who reach the final stage must attend at least one in-person interview at the nearest S&P Global Ratings office before an offer can be made.
Equal Opportunity Employer
S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race, ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other protected status. Only electronic job submissions will be considered for employment.
Location
New York, New York, United States
Job ID
319623
Posted On
2025-09-17
#J-18808-Ljbffr
The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program focused on the performance and utilization of Generative AI tools within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical control function for S&P Global Ratings. This position supports the mitigation of risks and enhancement of controls for the ongoing quality of S&P’s ratings, research, and other products as the organization expands its use of Generative AI tools. In particular, the Analyst will participate in risk-based activities, including reviewing large data sets and developing tests and tools to detect unusual or problematic performance or usage. They will then collaborate with other control team members to investigate the findings.
Key Responsibilities
Assesses the effectiveness of controls over the operation of Generative AI tools and models and reviews structured and unstructured data from internal and external sources used in Generative AI tools and models.
Demonstrates an understanding of AI tools and risks, gaining a comprehensive working knowledge of S&P’s relevant tools, and assists in the generation and preparation of metrics and reporting on AI-generated data input/output.
Evaluates the performance of Generative AI tools to ensure they are functioning as expected and that their uses remain as intended through the development of risk-based monitoring reviews.
Assess the adequacy and effectiveness of governance of AI tools from development to operation and subsequent revisions.
Coordinates with global offices to ensure data analyses and reports are accessible to all relevant stakeholders and are treated consistently.
Assists with planning, organizing, executing, and documenting all activities. Conducts ad-hoc research as necessary.
Conducts regular reviews and audits to ensure compliance with established standards.
Analytical Platforms
Applies knowledge of Excel or other programming languages, such as Python or R, to contribute to the oversight of the development and application of tools that utilize AI to facilitate analyses, visualizations, and develop risk-based monitoring reviews.
Compensation/Benefits Information
(US candidates only)
Base salary range: $116,000 to $143,000. Final base salary will be based on geographic location, experience, and skill set.
What We’re Looking For
Basic Required Qualifications
3+ years of relevant experience in financial services.
Knowledge of risk management and framework development to conduct compliance monitoring reviews.
Knowledge of automation techniques.
Knowledge of AI and machine learning.
Understanding of financial markets, the business environment, and financial data.
Proficiency with Excel, SQL, and Python.
Experience in data mining, data warehousing, and data mapping.
BA or BS in a business or financial engineering field.
Preferred Qualifications
MBA
Proficiency with VBA and R
Right to Work Requirements
This role is limited to persons with an indefinite right to work in the United States.
Hybrid Work Requirements
All employees are required to work from the office a minimum of 2 days per week.
Interview Requirements
All candidates who reach the final stage must attend at least one in-person interview at the nearest S&P Global Ratings office before an offer can be made.
Equal Opportunity Employer
S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race, ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other protected status. Only electronic job submissions will be considered for employment.
Location
New York, New York, United States
Job ID
319623
Posted On
2025-09-17
#J-18808-Ljbffr