Northern Trust
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About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award‑winning financial institution that has been in continuous operation since 1889. We provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Key Responsibilities
With guidance from senior team members, analyze and support business partners with advice on applicable laws, regulations, rules, and standards, including keeping them informed of developments or changes that may affect their area.
With guidance from senior team members, support the establishment of written guidance on the appropriate implementation of compliance programs and laws, regulations, rules, and standards, through policies and procedures and other documents, such as compliance manuals, internal codes of conduct and practice guidelines.
Assist senior management in developing and administering compliance programs.
Support compliance and risk data analytics and metrics to enhance compliance risk assessments and assess the appropriateness and effectiveness of the company's compliance procedures and guidelines.
Identify situations which may pose significant risk and guide management in developing policies and/or procedures that minimize such risk.
Interact with business partners, clients, regulators, and internal and external auditors on regulatory topics.
Operate with the support of experienced staff and senior management.
Serve as a subject matter expert for regulatory investment compliance matters.
Qualifications
Bachelor's Degree.
1-3 years of related experience.
Knowledge of applicable laws and regulations, usually acquired through formal education or experience, and ability to review compliance policies and procedures to ensure adequacy and monitor compliance.
Analytical and communication skills required to analyze and summarize information.
Organizational skills required to coordinate compliance activities.
Salary Range $61,500 - 98,300 USD
Benefits Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits, paid time off, parental and caregiver leave, insurance, discretionary bonus program, and additional well‑being benefits.
Reasonable Accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
Application Information We value an inclusive workplace and understand flexibility means different things to different people. Apply today and talk to us about your flexible working requirements and together we can achieve greater.
#J-18808-Ljbffr
About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award‑winning financial institution that has been in continuous operation since 1889. We provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Key Responsibilities
With guidance from senior team members, analyze and support business partners with advice on applicable laws, regulations, rules, and standards, including keeping them informed of developments or changes that may affect their area.
With guidance from senior team members, support the establishment of written guidance on the appropriate implementation of compliance programs and laws, regulations, rules, and standards, through policies and procedures and other documents, such as compliance manuals, internal codes of conduct and practice guidelines.
Assist senior management in developing and administering compliance programs.
Support compliance and risk data analytics and metrics to enhance compliance risk assessments and assess the appropriateness and effectiveness of the company's compliance procedures and guidelines.
Identify situations which may pose significant risk and guide management in developing policies and/or procedures that minimize such risk.
Interact with business partners, clients, regulators, and internal and external auditors on regulatory topics.
Operate with the support of experienced staff and senior management.
Serve as a subject matter expert for regulatory investment compliance matters.
Qualifications
Bachelor's Degree.
1-3 years of related experience.
Knowledge of applicable laws and regulations, usually acquired through formal education or experience, and ability to review compliance policies and procedures to ensure adequacy and monitor compliance.
Analytical and communication skills required to analyze and summarize information.
Organizational skills required to coordinate compliance activities.
Salary Range $61,500 - 98,300 USD
Benefits Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits, paid time off, parental and caregiver leave, insurance, discretionary bonus program, and additional well‑being benefits.
Reasonable Accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
Application Information We value an inclusive workplace and understand flexibility means different things to different people. Apply today and talk to us about your flexible working requirements and together we can achieve greater.
#J-18808-Ljbffr