Robert Walters
Join to apply for the Transaction Monitoring Specialist role at Robert Walters.
This range is provided by Robert Walters. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range $90,000.00/yr - $110,000.00/yr
Our client is seeking a Transaction Monitoring Specialist with a primary focus on Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) transaction monitoring to join the team. You will be entrusted with responsibilities that allow for meaningful contributions, close collaboration with highly knowledgeable colleagues, and the advancement of a robust compliance framework that underpins both business growth and regulatory excellence.
Key Responsibilities In your capacity as Transaction Monitoring Specialist, you will be immersed in the daily operations of a highly respected financial institution's compliance function. Your principal focus will be on conducting detailed investigations into transaction alerts—meticulously researching cases, documenting findings with precision, escalating issues judiciously when warranted, and providing valuable feedback to enhance internal processes. You will play an integral role in peer‑reviewing work within Level 2 processes to ensure that quality standards are consistently upheld across the team.
Conduct comprehensive investigations into transaction alerts at the alert level, ensuring all activities are meticulously aligned with established AML/CFT protocols and prevailing regulatory requirements.
Undertake thorough research, documentation, and escalation of suspicious activity alerts as appropriate, providing a clear rationale and substantiating evidence for each escalation.
Participate in peer review processes at Level 2 by offering constructive feedback to uphold exemplary standards across the compliance team.
Monitor the quality of non‑escalated alerts, identifying emerging trends or potential gaps and recommending enhancements to existing procedures.
Assist in the implementation of management information systems designed to optimize transaction monitoring efficiency and reporting accuracy.
Support alert‑level staff by refining review procedures, operational workflows, and documentation practices to ensure clarity and consistency throughout the process.
Collaborate closely with departments such as Know Your Customer (KYC) and Vendor Management to facilitate seamless integration of compliance efforts across the branch.
Contribute proactively to the ongoing development of the AML/CFT and sanctions program by sharing insights, participating in projects beyond core transaction monitoring duties, and embracing new responsibilities as required.
Maintain current knowledge of industry best practices in financial crime prevention through continuous learning and external research endeavors.
Foster a positive team environment by modelling supportive behaviours, encouraging open communication, and assisting colleagues in elevating their performance.
Key Requirements To excel as a Transaction Monitoring Specialist within this prominent financial institution's New York branch, you will bring demonstrable experience navigating complex AML/CFT environments with diligence and discernment.
Demonstrate capability in managing alert investigations from initial review through escalation or closure, including providing insightful feedback on process improvements.
Exhibit a proven record of assessing quality against defined standards and contributing positively to peer review processes within compliance teams.
Display exceptional written and verbal communication skills that enable you to articulate complex findings clearly to both technical and non‑technical audiences.
Show advanced analytical skills with an aptitude for discerning patterns or anomalies within substantial data sets related to financial transactions.
Hold a bachelor's degree as a minimum requirement; additional certifications such as ACAMS or equivalent are highly desirable, though not mandatory.
Possess experience with data analysis tools or management information systems relevant to transaction monitoring (preferred but not essential).
Demonstrate strong English language proficiency—both spoken and written—to facilitate effective collaboration across diverse teams.
Adopt a service‑minded approach combined with a deep understanding of compliance principles and regulatory expectations within the banking or financial services sectors.
Thrive in a structured yet flexible environment where teamwork, attention to detail, reliability, and adaptability are highly regarded.
What sets this company apart
This esteemed organization distinguishes itself through its unwavering commitment to cultivating an inclusive workplace where every voice is accorded respect.
What's next If interested in this position, please contact Robert Moseman at +1 332 205 3879 or Robert.Moseman@robertwalters.com.
Seniority Level
Mid‑Senior level
Employment type
Full‑time
Job functions
Finance
Investment Banking
#J-18808-Ljbffr
This range is provided by Robert Walters. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range $90,000.00/yr - $110,000.00/yr
Our client is seeking a Transaction Monitoring Specialist with a primary focus on Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) transaction monitoring to join the team. You will be entrusted with responsibilities that allow for meaningful contributions, close collaboration with highly knowledgeable colleagues, and the advancement of a robust compliance framework that underpins both business growth and regulatory excellence.
Key Responsibilities In your capacity as Transaction Monitoring Specialist, you will be immersed in the daily operations of a highly respected financial institution's compliance function. Your principal focus will be on conducting detailed investigations into transaction alerts—meticulously researching cases, documenting findings with precision, escalating issues judiciously when warranted, and providing valuable feedback to enhance internal processes. You will play an integral role in peer‑reviewing work within Level 2 processes to ensure that quality standards are consistently upheld across the team.
Conduct comprehensive investigations into transaction alerts at the alert level, ensuring all activities are meticulously aligned with established AML/CFT protocols and prevailing regulatory requirements.
Undertake thorough research, documentation, and escalation of suspicious activity alerts as appropriate, providing a clear rationale and substantiating evidence for each escalation.
Participate in peer review processes at Level 2 by offering constructive feedback to uphold exemplary standards across the compliance team.
Monitor the quality of non‑escalated alerts, identifying emerging trends or potential gaps and recommending enhancements to existing procedures.
Assist in the implementation of management information systems designed to optimize transaction monitoring efficiency and reporting accuracy.
Support alert‑level staff by refining review procedures, operational workflows, and documentation practices to ensure clarity and consistency throughout the process.
Collaborate closely with departments such as Know Your Customer (KYC) and Vendor Management to facilitate seamless integration of compliance efforts across the branch.
Contribute proactively to the ongoing development of the AML/CFT and sanctions program by sharing insights, participating in projects beyond core transaction monitoring duties, and embracing new responsibilities as required.
Maintain current knowledge of industry best practices in financial crime prevention through continuous learning and external research endeavors.
Foster a positive team environment by modelling supportive behaviours, encouraging open communication, and assisting colleagues in elevating their performance.
Key Requirements To excel as a Transaction Monitoring Specialist within this prominent financial institution's New York branch, you will bring demonstrable experience navigating complex AML/CFT environments with diligence and discernment.
Demonstrate capability in managing alert investigations from initial review through escalation or closure, including providing insightful feedback on process improvements.
Exhibit a proven record of assessing quality against defined standards and contributing positively to peer review processes within compliance teams.
Display exceptional written and verbal communication skills that enable you to articulate complex findings clearly to both technical and non‑technical audiences.
Show advanced analytical skills with an aptitude for discerning patterns or anomalies within substantial data sets related to financial transactions.
Hold a bachelor's degree as a minimum requirement; additional certifications such as ACAMS or equivalent are highly desirable, though not mandatory.
Possess experience with data analysis tools or management information systems relevant to transaction monitoring (preferred but not essential).
Demonstrate strong English language proficiency—both spoken and written—to facilitate effective collaboration across diverse teams.
Adopt a service‑minded approach combined with a deep understanding of compliance principles and regulatory expectations within the banking or financial services sectors.
Thrive in a structured yet flexible environment where teamwork, attention to detail, reliability, and adaptability are highly regarded.
What sets this company apart
This esteemed organization distinguishes itself through its unwavering commitment to cultivating an inclusive workplace where every voice is accorded respect.
What's next If interested in this position, please contact Robert Moseman at +1 332 205 3879 or Robert.Moseman@robertwalters.com.
Seniority Level
Mid‑Senior level
Employment type
Full‑time
Job functions
Finance
Investment Banking
#J-18808-Ljbffr