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Confidential

Global Financial Crimes - Quality Assurance Team Lead, VP

Confidential, Irving, Texas, us, 75014

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Global Financial Crimes - Quality Assurance Team Lead, VP

About the Company

Expanding financial group

Industry Financial Services

Type Public Company

Founded 2001

Employees 10,001+

Categories

Finance Financial Services

Consulting & Professional Services Banking & Mortgages Savings & Investing Banking Credit

Specialties

corporate and investment banking commercial banking trust banking securities credit cards consumer finance asset management leasing financial technology wholesale banking information technology digital banking savings wealth management consumer banking and retail banking

About the Role

The Company is seeking a Global Financial Crimes - Quality Assurance Team Lead, VP to join their dynamic team. The successful candidate will be responsible for leading the Regional Americas GFCD QA Execution, managing a team that conducts QA reviews over key financial crimes controls, including AML and Sanctions, in the Americas. This role is pivotal in ensuring the organization's business is conducted within the regulatory and legal framework, with a focus on protecting the company's reputation, business, and clients. The Team Lead will be accountable for the delivery and quality of the QA execution function, as well as for driving QA standardization and consistency. Additionally, the role involves overseeing the implementation of a risk-based AML and Sanctions QA program, communicating QA review results, and contributing to the development of the QA team.

Candidates for this role should have 5-8 years' of experience in leading a team with direct reports, FCC QA, and operating AML and/or Sanctions control processes. A significant background in the financial industry and compliance, particularly within a global organization, is essential. The role requires a thorough understanding of an effective financial crimes risk management framework and experience in interacting with management and compliance subject matter experts. The ideal candidate will be a proactive leader, capable of managing and developing a team, and will be expected to contribute to the continuous improvement of internal controls and processes. The position demands a high level of communication, the ability to work with diverse teams, and a commitment to maintaining the team's morale and motivation.

Hiring Manager Title Head of Americas GFCD QA

Travel Percent Less than 10%

Functions

Finance