ACCA Careers
Audit Specialist - Regularity Validation
ACCA Careers, Chicago, Illinois, United States, 60290
Audit Specialist - Regularity Validation
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Audit Specialist - Regularity Validation
role at
ACCA Careers Overview
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. The Audit Specialist is a senior role in Audit Services responsible for the oversight and real-time quality control of validation approaches for regulatory issues. The position reports to the Director in London and works closely with Audit Services and business partners in Northern Trust locations. The role engages with senior stakeholders and will be a primary point of contact for regulatory issue remediation assurance activities. The successful candidate will communicate, train and support stakeholders to understand and apply the validation methodology and will contribute to continual process improvements. Key Responsibilities
Manage complex and multiple project objectives concurrently including resourcing, workpaper review and ensuring timely completion. Manage project resources to accomplish complex scopes of work and objectives in tight timeframes. Identify emerging risks and react quickly. Interact with a wide range of stakeholders, including senior management and regulators. Represent Audit Services in various committees, task forces, etc. Lead, guide, and coach staff, and foster an environment which encourages partner participation, teamwork, and communication. Work with subject matter experts, other audit teams and co-sources to define and deliver validation approaches. Review clear, concise audit reports and/or memos ensuring timely communication of risks and audit conclusions to senior and executive management. Maintain familiarity with business unit structures, personnel, activities and products, new product development, financial performance, and risk areas. Stay current on regulatory rules and changes within the industry. Skills/Qualifications
10+ years' experience in Internal Audit, preferably within the banking/financial services sector or related practice experience. Experience with regulatory engagement. Qualified accountant - CPA, ACA, ACCA, CFA or CIA designations. Excellent oral and written communication skills (ability to communicate with junior staff and senior leaders). Strong critical thinking, analytics, leadership and organizational skills. Ability to proactively assess issues, identify solutions and problem solve. Ability to develop relationships with diverse groups and levels of personnel. Ability to work autonomously and make sound business judgments in resolving complex issues. The Successful Candidate Will Benefit From Having
Quality Assurance and/or Professional Practices experience in a financial services internal audit function. Working Model
Hybrid working model; the successful candidate will spend time between working in the office and from home. Salary Range
$114,700 - 194,900 USD Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits and other voluntary benefits, and may include a discretionary bonus program. Working With Us
As a Northern Trust partner, you will be part of a flexible and collaborative work culture with a focus on stability, community involvement, and opportunities for growth. We value an inclusive workplace and flexible working arrangements. Reasonable accommodation
Northern Trust is committed to providing reasonable accommodations to individuals with disabilities. If you need an accommodation for any part of the employment process, please email our HR Service Center. Next steps
To apply or learn more, please visit the company website via the apply button on the page. Seniority level
Mid-Senior level Employment type
Full-time Job function
Accounting/Auditing and Finance Industries
Accounting
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Join to apply for the
Audit Specialist - Regularity Validation
role at
ACCA Careers Overview
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. The Audit Specialist is a senior role in Audit Services responsible for the oversight and real-time quality control of validation approaches for regulatory issues. The position reports to the Director in London and works closely with Audit Services and business partners in Northern Trust locations. The role engages with senior stakeholders and will be a primary point of contact for regulatory issue remediation assurance activities. The successful candidate will communicate, train and support stakeholders to understand and apply the validation methodology and will contribute to continual process improvements. Key Responsibilities
Manage complex and multiple project objectives concurrently including resourcing, workpaper review and ensuring timely completion. Manage project resources to accomplish complex scopes of work and objectives in tight timeframes. Identify emerging risks and react quickly. Interact with a wide range of stakeholders, including senior management and regulators. Represent Audit Services in various committees, task forces, etc. Lead, guide, and coach staff, and foster an environment which encourages partner participation, teamwork, and communication. Work with subject matter experts, other audit teams and co-sources to define and deliver validation approaches. Review clear, concise audit reports and/or memos ensuring timely communication of risks and audit conclusions to senior and executive management. Maintain familiarity with business unit structures, personnel, activities and products, new product development, financial performance, and risk areas. Stay current on regulatory rules and changes within the industry. Skills/Qualifications
10+ years' experience in Internal Audit, preferably within the banking/financial services sector or related practice experience. Experience with regulatory engagement. Qualified accountant - CPA, ACA, ACCA, CFA or CIA designations. Excellent oral and written communication skills (ability to communicate with junior staff and senior leaders). Strong critical thinking, analytics, leadership and organizational skills. Ability to proactively assess issues, identify solutions and problem solve. Ability to develop relationships with diverse groups and levels of personnel. Ability to work autonomously and make sound business judgments in resolving complex issues. The Successful Candidate Will Benefit From Having
Quality Assurance and/or Professional Practices experience in a financial services internal audit function. Working Model
Hybrid working model; the successful candidate will spend time between working in the office and from home. Salary Range
$114,700 - 194,900 USD Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits and other voluntary benefits, and may include a discretionary bonus program. Working With Us
As a Northern Trust partner, you will be part of a flexible and collaborative work culture with a focus on stability, community involvement, and opportunities for growth. We value an inclusive workplace and flexible working arrangements. Reasonable accommodation
Northern Trust is committed to providing reasonable accommodations to individuals with disabilities. If you need an accommodation for any part of the employment process, please email our HR Service Center. Next steps
To apply or learn more, please visit the company website via the apply button on the page. Seniority level
Mid-Senior level Employment type
Full-time Job function
Accounting/Auditing and Finance Industries
Accounting
#J-18808-Ljbffr