Capital One
Senior Audit Manager, Enterprise Risk Management (Hybrid)
Capital One, Plano, Texas, us, 75086
Overview
Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of our Risk Management Audit team. As a member of the Audit team, the candidate will have the opportunity to perform professional internal auditing work on audits of Second Line Risk Management, including areas such as Risk and Control Methodology, Risk Identification, Risk Appetite, Issue and Event Management, and Third Party Risk Management.
Responsibilities
Plan, perform, and lead large/complex audits or projects of Second Line Risk Management at the enterprise level, as well as other diverse lines of business and specialty areas.
Design and perform audit procedures to assess enterprise-wide risk governance frameworks and verify the effectiveness of internal controls, document auditee processes and procedures, review and analyze evidence, and identify potential issues.
Provide input into the development of the annual audit plan.
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
Establish and maintain working relationships with internal teams and external management.
Effectively communicate the results of audit projects to management (written reports/oral presentations).
Manage direct reports and project resources during audit engagements, providing feedback on work performed.
Ideal Teammate
You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.
You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.
You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.
You're a teacher. You have a passion for coaching and investing in the development of your team.
Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.
Basic Qualifications
Bachelor's Degree or military experience.
At least 7 years of experience in auditing, risk management, or a combination.
At least 5 years of experience in leading audits and performing in the role of auditor-in-charge.
Preferred Qualifications
Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration.
Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP).
10+ years of experience in auditing one or a combination of the following areas: risk management, consumer compliance, banking or financial services.
5+ years of experience in banking or in financial services.
1+ years of experience with data analytics tools in support of internal auditing.
Additional Information At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our team areas.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked. Locations and pay ranges are provided for reference and may be updated.
Charlotte, NC: $155,300 - $177,200 for Audit Sr. Manager
Chicago, IL: $155,300 - $177,200 for Audit Sr. Manager
McLean, VA: $170,800 - $194,900 for Audit Sr. Manager
New York, NY: $186,300 - $212,700 for Audit Sr. Manager
Plano, TX: $155,300 - $177,200 for Audit Sr. Manager
Riverwoods, IL: $155,300 - $177,200 for Audit Sr. Manager
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
Other Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.
Referral information and example job postings are included for context only and do not form part of the official job posting.
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Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of our Risk Management Audit team. As a member of the Audit team, the candidate will have the opportunity to perform professional internal auditing work on audits of Second Line Risk Management, including areas such as Risk and Control Methodology, Risk Identification, Risk Appetite, Issue and Event Management, and Third Party Risk Management.
Responsibilities
Plan, perform, and lead large/complex audits or projects of Second Line Risk Management at the enterprise level, as well as other diverse lines of business and specialty areas.
Design and perform audit procedures to assess enterprise-wide risk governance frameworks and verify the effectiveness of internal controls, document auditee processes and procedures, review and analyze evidence, and identify potential issues.
Provide input into the development of the annual audit plan.
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
Establish and maintain working relationships with internal teams and external management.
Effectively communicate the results of audit projects to management (written reports/oral presentations).
Manage direct reports and project resources during audit engagements, providing feedback on work performed.
Ideal Teammate
You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.
You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.
You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.
You're a teacher. You have a passion for coaching and investing in the development of your team.
Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.
Basic Qualifications
Bachelor's Degree or military experience.
At least 7 years of experience in auditing, risk management, or a combination.
At least 5 years of experience in leading audits and performing in the role of auditor-in-charge.
Preferred Qualifications
Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration.
Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP).
10+ years of experience in auditing one or a combination of the following areas: risk management, consumer compliance, banking or financial services.
5+ years of experience in banking or in financial services.
1+ years of experience with data analytics tools in support of internal auditing.
Additional Information At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise-wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our team areas.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked. Locations and pay ranges are provided for reference and may be updated.
Charlotte, NC: $155,300 - $177,200 for Audit Sr. Manager
Chicago, IL: $155,300 - $177,200 for Audit Sr. Manager
McLean, VA: $170,800 - $194,900 for Audit Sr. Manager
New York, NY: $186,300 - $212,700 for Audit Sr. Manager
Plano, TX: $155,300 - $177,200 for Audit Sr. Manager
Riverwoods, IL: $155,300 - $177,200 for Audit Sr. Manager
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
Other Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.
Referral information and example job postings are included for context only and do not form part of the official job posting.
#J-18808-Ljbffr