Davis Talent Search (Payments, Wealth Management, Fintech, Crypto Jobs)
Head Trader
Davis Talent Search (Payments, Wealth Management, Fintech, Crypto Jobs), Scottsdale, Arizona, us, 85261
Davis Talent Search (Payments, Wealth Management, Fintech, Crypto Jobs) provided pay range
This range is provided by Davis Talent Search (Payments, Wealth Management, Fintech, Crypto Jobs). Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range $180,000.00/yr - $240,000.00/yr
Managing Director of Recruiting Fintech/Payments/Crypto Role Head Trader
Location 100% onsite in Scottsdale, AZ (Relocation assistance is available)
Reports to Deputy CIO
Employment Type Full-Time, W2, Direct Hire
The Company We represent a modern, unified wealth management enterprise—combining a leading SEC-registered RIA and a fully licensed Broker-Dealer under one platform. Together, we deliver institutional-grade investment management, execution, and advisor support through a connected, data‑driven architecture that spans all major custodians and asset classes. Here, trading is not simply a back‑office function, it is a strategic pillar of our investment philosophy. The Head Trader plays a pivotal leadership role in ensuring every trade, rebalance and model implementation reflects the same precision, integrity and discipline that define our firm.
The Opportunity We are seeking an experienced Head Trader to lead trading and execution across equities, fixed income, ETFs, mutual funds, and options. This individual will oversee daily execution, model implementation, and portfolio rebalancing for advisor‑directed accounts, firm‑managed strategies, and proprietary ETFs. The role requires deep expertise in multi‑custodian trading environments, model portfolio management, and cross‑functional collaboration.
Reporting directly to the Deputy CIO, the Head Trader will also serve as a member of the Investment Committee, contributing to strategic discussions on asset allocation, model construction, and market positioning.
This position combines the technical rigor of institutional trading with the communication acumen needed to engage directly with advisors and clients.
Responsibilities Trading & Execution
Oversee and execute all trading activity across multiple custodians and asset classes with precision, timeliness, and adherence to best execution standards.
Manage and execute trades for advisor‑driven portfolios, firm‑managed models, and third‑party strategies within UMA and TAMP frameworks.
Lead trading and rebalancing for proprietary ETFs, ensuring alignment with investment strategy, market conditions, and regulatory standards.
Perform transaction cost analysis, liquidity monitoring, and performance attribution to continuously improve execution quality.
Partner with the CIO and Deputy CIO on tactical execution decisions and portfolio adjustments.
Advisor & Client Engagement
Serve as the senior point of contact for advisor trading inquiries, portfolio transitions, and trade related escalations.
Partner with advisors and their support teams to ensure smooth implementation of models, rebalances, and client‑specific execution requests.
When appropriate, engage directly with clients to communicate trade rationale, market outlook, or execution details.
Provide education and training to advisor teams on trading processes, best practices, and platform capabilities.
Investment Committee Participation
Serve as an active member of the Investment Committee, contributing trading insights, liquidity perspectives, and real‑time market observations.
Participate in discussions around asset allocation, portfolio construction, and ETF rebalancing schedules.
Collaborate with the CIO and Deputy CIO on new investment strategy development and model design.
Work closely with third‑party asset managers and strategists to ensure accurate, timely execution of model updates, rebalances, and sleeve‑level changes.
Coordinate across internal teams to maintain consistency between firm‑managed portfolios and externally managed models.
Risk, Compliance & Oversight
Uphold strict adherence to regulatory standards under our RIA and Broker‑Dealer.
Oversee trade review, reconciliation, exception reporting, and audit documentation.
Monitor account drift, trade errors, and execution anomalies; implement remediation protocols as needed.
Maintain transparent reporting and communication with compliance and supervisory personnel.
Operational Leadership
Supervise and mentor trading and investment operations staff, fostering a culture of accuracy, accountability, and collaboration.
Partner with technology and operations teams to refine automation, workflows, and system connectivity across custodians.
Identify and implement continuous process improvements that enhance scale, efficiency, and advisor experience.
Qualifications, skills, and experience Education, Licenses, & Designations
Required – Bachelor’s degree in Finance, Economics, Accounting, or Business (MBA preferred).
Required – FINRA Series 7, 24, and 63 on day one. Series 4 within 6 months.
Preferred – CFA, CIMA, CAIA
Required Qualifications
Bachelor’s degree in finance, economics, accounting, or business.
7+ years trading or portfolio management experience across equities, fixed income, derivatives, mutual funds, and ETFs.
Experience managing and rebalancing proprietary ETFs or sub‑advised portfolios.
Experience at an RIA, broker‑dealer, asset management firm, or institutional trading platform.
Strong understanding of both RIA and Broker‑Dealer trading, supervision, and compliance frameworks.
Strong track record with major custodians: Pershing, Fidelity, Goldman Sachs, Charles Schwab.
Preferred Qualifications
MBA, CFA, CIMA, or CAIA.
Must be based in or willing to relocate to Scottsdale, AZ.
The company cannot sponsor a Visa.
Seniority level Executive
Employment type Full-time
Job function Analyst, Strategy/Planning, and Finance
Industries: Financial Services, Investment Management, and Investment Banking
Benefits
Medical insurance
Vision insurance
401(k)
#J-18808-Ljbffr
Base pay range $180,000.00/yr - $240,000.00/yr
Managing Director of Recruiting Fintech/Payments/Crypto Role Head Trader
Location 100% onsite in Scottsdale, AZ (Relocation assistance is available)
Reports to Deputy CIO
Employment Type Full-Time, W2, Direct Hire
The Company We represent a modern, unified wealth management enterprise—combining a leading SEC-registered RIA and a fully licensed Broker-Dealer under one platform. Together, we deliver institutional-grade investment management, execution, and advisor support through a connected, data‑driven architecture that spans all major custodians and asset classes. Here, trading is not simply a back‑office function, it is a strategic pillar of our investment philosophy. The Head Trader plays a pivotal leadership role in ensuring every trade, rebalance and model implementation reflects the same precision, integrity and discipline that define our firm.
The Opportunity We are seeking an experienced Head Trader to lead trading and execution across equities, fixed income, ETFs, mutual funds, and options. This individual will oversee daily execution, model implementation, and portfolio rebalancing for advisor‑directed accounts, firm‑managed strategies, and proprietary ETFs. The role requires deep expertise in multi‑custodian trading environments, model portfolio management, and cross‑functional collaboration.
Reporting directly to the Deputy CIO, the Head Trader will also serve as a member of the Investment Committee, contributing to strategic discussions on asset allocation, model construction, and market positioning.
This position combines the technical rigor of institutional trading with the communication acumen needed to engage directly with advisors and clients.
Responsibilities Trading & Execution
Oversee and execute all trading activity across multiple custodians and asset classes with precision, timeliness, and adherence to best execution standards.
Manage and execute trades for advisor‑driven portfolios, firm‑managed models, and third‑party strategies within UMA and TAMP frameworks.
Lead trading and rebalancing for proprietary ETFs, ensuring alignment with investment strategy, market conditions, and regulatory standards.
Perform transaction cost analysis, liquidity monitoring, and performance attribution to continuously improve execution quality.
Partner with the CIO and Deputy CIO on tactical execution decisions and portfolio adjustments.
Advisor & Client Engagement
Serve as the senior point of contact for advisor trading inquiries, portfolio transitions, and trade related escalations.
Partner with advisors and their support teams to ensure smooth implementation of models, rebalances, and client‑specific execution requests.
When appropriate, engage directly with clients to communicate trade rationale, market outlook, or execution details.
Provide education and training to advisor teams on trading processes, best practices, and platform capabilities.
Investment Committee Participation
Serve as an active member of the Investment Committee, contributing trading insights, liquidity perspectives, and real‑time market observations.
Participate in discussions around asset allocation, portfolio construction, and ETF rebalancing schedules.
Collaborate with the CIO and Deputy CIO on new investment strategy development and model design.
Work closely with third‑party asset managers and strategists to ensure accurate, timely execution of model updates, rebalances, and sleeve‑level changes.
Coordinate across internal teams to maintain consistency between firm‑managed portfolios and externally managed models.
Risk, Compliance & Oversight
Uphold strict adherence to regulatory standards under our RIA and Broker‑Dealer.
Oversee trade review, reconciliation, exception reporting, and audit documentation.
Monitor account drift, trade errors, and execution anomalies; implement remediation protocols as needed.
Maintain transparent reporting and communication with compliance and supervisory personnel.
Operational Leadership
Supervise and mentor trading and investment operations staff, fostering a culture of accuracy, accountability, and collaboration.
Partner with technology and operations teams to refine automation, workflows, and system connectivity across custodians.
Identify and implement continuous process improvements that enhance scale, efficiency, and advisor experience.
Qualifications, skills, and experience Education, Licenses, & Designations
Required – Bachelor’s degree in Finance, Economics, Accounting, or Business (MBA preferred).
Required – FINRA Series 7, 24, and 63 on day one. Series 4 within 6 months.
Preferred – CFA, CIMA, CAIA
Required Qualifications
Bachelor’s degree in finance, economics, accounting, or business.
7+ years trading or portfolio management experience across equities, fixed income, derivatives, mutual funds, and ETFs.
Experience managing and rebalancing proprietary ETFs or sub‑advised portfolios.
Experience at an RIA, broker‑dealer, asset management firm, or institutional trading platform.
Strong understanding of both RIA and Broker‑Dealer trading, supervision, and compliance frameworks.
Strong track record with major custodians: Pershing, Fidelity, Goldman Sachs, Charles Schwab.
Preferred Qualifications
MBA, CFA, CIMA, or CAIA.
Must be based in or willing to relocate to Scottsdale, AZ.
The company cannot sponsor a Visa.
Seniority level Executive
Employment type Full-time
Job function Analyst, Strategy/Planning, and Finance
Industries: Financial Services, Investment Management, and Investment Banking
Benefits
Medical insurance
Vision insurance
401(k)
#J-18808-Ljbffr