Principal Auditor (Experienced Senior Auditor), Card and Auto Finance business (

* Lead small audits over the Card and Auto Finance business, or own completion of significant components of larger audits.* Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.* Design and execute appropriate audit procedures to verify the effectiveness of internal controls.* Document auditee processes and procedures, review and analyze evidence, and identify potential issues.* Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery to provide stakeholders with assurance, advice, and insight.* Prepare clear, organized, and complete documentation to support work performed, including draft findings.* Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge.* Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results.

Proactively take on additional work to support the team when possible.* Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.* Bachelor's Degree or military experience* At least 3 years of experience in auditing; at least 3 years of experience in accounting; at least 3 years of experience in risk management; at least 3 years of experience in compliance, or a combination.* At least 2 years of experience in leading audits and performing in the role of auditor-in-charge* 2+ years of experience in banking or in financial services* 1+ years of experience in performing data analysis including analyzing large data sets using audit tools* 1+ years of experience in performing compliance audits* 1 + years Audit experience in credit card, payments, operations, auto finance, third party risk management, or any combination* Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise- wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. #J-18808-Ljbffr