JPMorganChase
Compliance- Trade Surveillance Lead- Vice President
JPMorganChase, Jersey City, New Jersey, United States, 07390
Compliance‑Trade Surveillance Lead - Vice President (JPMorgan Chase)
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real‑world challenges that impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and striving to be best‑in‑class.
As a Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team, you will play a pivotal role in overseeing CFTC‑regulated swaps and security‑based swaps trade activities. Your responsibilities will include reviewing surveillance alerts and escalating any potential market manipulation or other prohibited trading behavior. Working closely with Line of Business (LOB) management and LOB Compliance stakeholders, as well as global/regional Surveillance teams, you will be a key contributor to the advancement of our global program and its responsibilities. This role requires meticulous attention to detail, superior analytical skills, and the ability to manage multiple tasks in a high‑paced environment.
Job Responsibilities
Review surveillance output and analyze trading and market activity, with a focus on Firmwide trading in derivatives products to identify potential market manipulation or other impermissible trading behavior
Work with Line of Business management and LOB Compliance stakeholders to review and resolve activity that requires further review
Partner effectively with global/regional Surveillance teams in promoting our global program and its responsibilities
Conduct reviews and analysis to support regulatory exams and inquiries and other requests, and as needed, work with the Legal department on responses
Work with global Surveillance and Technology stakeholders on new and enhanced surveillances including defining requirements, conducting analysis and UAT testing, and implementing related processes and procedures
Required Qualifications, Capabilities, And Skills
Bachelor's Degree
3+ years of Trade Surveillance or other compliance, regulatory, or related financial industry experience
Relevant knowledge of derivatives products
Knowledge of industry rules and regulations and market structure
Strong written communication, verbal communication, and presentation skills
Excellent analytical skills and strong attention to detail
Demonstrated ability to handle multiple tasks in a fast‑paced environment
Ability to effectively partner with key stakeholders and technology partners
Experience with surveillance tools and related applications as well as with Excel, PowerPoint, and SharePoint
About the Team Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success. Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
Location Jersey City, NJ
Equal Opportunity Employer We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans.
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As a Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team, you will play a pivotal role in overseeing CFTC‑regulated swaps and security‑based swaps trade activities. Your responsibilities will include reviewing surveillance alerts and escalating any potential market manipulation or other prohibited trading behavior. Working closely with Line of Business (LOB) management and LOB Compliance stakeholders, as well as global/regional Surveillance teams, you will be a key contributor to the advancement of our global program and its responsibilities. This role requires meticulous attention to detail, superior analytical skills, and the ability to manage multiple tasks in a high‑paced environment.
Job Responsibilities
Review surveillance output and analyze trading and market activity, with a focus on Firmwide trading in derivatives products to identify potential market manipulation or other impermissible trading behavior
Work with Line of Business management and LOB Compliance stakeholders to review and resolve activity that requires further review
Partner effectively with global/regional Surveillance teams in promoting our global program and its responsibilities
Conduct reviews and analysis to support regulatory exams and inquiries and other requests, and as needed, work with the Legal department on responses
Work with global Surveillance and Technology stakeholders on new and enhanced surveillances including defining requirements, conducting analysis and UAT testing, and implementing related processes and procedures
Required Qualifications, Capabilities, And Skills
Bachelor's Degree
3+ years of Trade Surveillance or other compliance, regulatory, or related financial industry experience
Relevant knowledge of derivatives products
Knowledge of industry rules and regulations and market structure
Strong written communication, verbal communication, and presentation skills
Excellent analytical skills and strong attention to detail
Demonstrated ability to handle multiple tasks in a fast‑paced environment
Ability to effectively partner with key stakeholders and technology partners
Experience with surveillance tools and related applications as well as with Excel, PowerPoint, and SharePoint
About the Team Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success. Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
Location Jersey City, NJ
Equal Opportunity Employer We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans.
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