ACCA Careers
Capital Markets Regulatory Specialist
Northern Trust, a Fortune 500 company and a globally recognized, award‑winning financial institution with over 130 years of experience, is seeking a Capital Markets Regulatory Specialist to support its Global Foreign Exchange (GFX) business. The role monitors, interprets, and advises on regulatory developments across jurisdictions that impact the GFX department and serves as a key liaison between internal stakeholders and external regulatory bodies, ensuring compliance and strategic alignment with evolving global regulations.
Key Responsibilities
Monitor and analyze regulatory changes affecting the FX business across global regions, with a primary focus on the U.S., U.K., EU, and Singapore.
Interpret and apply regulatory guidance from agencies such as the CFTC, NFA, FCA, MAS, and other relevant bodies.
Contribute to the development of GFX strategy and operating models in alignment with regulatory requirements.
Lead and support complex initiatives involving cross‑functional teams and ambiguous regulatory issues.
Provide expert guidance to internal partners (Compliance, Legal, Risk, Control) and external clients on regulatory impacts.
Maintain active engagement with regulators, industry peers, and working groups to stay ahead of emerging trends.
Use advanced analytical skills to identify innovative solutions and influence operational and strategic outcomes.
Ensure work aligns with functional policies and contributes to the achievement of business objectives.
Qualifications
Bachelor’s degree or equivalent professional experience.
5+ years of experience in regulatory compliance, legal, or risk roles within capital markets or financial services.
Deep understanding of FX markets and related regulatory frameworks across multiple jurisdictions.
Experience engaging with regulatory bodies and industry associations.
Strong analytical, communication, and stakeholder management skills.
Proven ability to lead cross‑functional initiatives and drive strategic outcomes.
Working With Us As a Northern Trust partner you will be part of a flexible and collaborative work culture. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve. Join a workplace with a greater purpose and continue to build your career.
Reasonable Accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
We hope you’re excited about the role and the opportunity to work with us. Apply today and talk to us about your flexible working requirements and together we can achieve greater.
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Key Responsibilities
Monitor and analyze regulatory changes affecting the FX business across global regions, with a primary focus on the U.S., U.K., EU, and Singapore.
Interpret and apply regulatory guidance from agencies such as the CFTC, NFA, FCA, MAS, and other relevant bodies.
Contribute to the development of GFX strategy and operating models in alignment with regulatory requirements.
Lead and support complex initiatives involving cross‑functional teams and ambiguous regulatory issues.
Provide expert guidance to internal partners (Compliance, Legal, Risk, Control) and external clients on regulatory impacts.
Maintain active engagement with regulators, industry peers, and working groups to stay ahead of emerging trends.
Use advanced analytical skills to identify innovative solutions and influence operational and strategic outcomes.
Ensure work aligns with functional policies and contributes to the achievement of business objectives.
Qualifications
Bachelor’s degree or equivalent professional experience.
5+ years of experience in regulatory compliance, legal, or risk roles within capital markets or financial services.
Deep understanding of FX markets and related regulatory frameworks across multiple jurisdictions.
Experience engaging with regulatory bodies and industry associations.
Strong analytical, communication, and stakeholder management skills.
Proven ability to lead cross‑functional initiatives and drive strategic outcomes.
Working With Us As a Northern Trust partner you will be part of a flexible and collaborative work culture. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve. Join a workplace with a greater purpose and continue to build your career.
Reasonable Accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
We hope you’re excited about the role and the opportunity to work with us. Apply today and talk to us about your flexible working requirements and together we can achieve greater.
#J-18808-Ljbffr