Morgan Stanley
Alternative Investment & Private Markets Attorney
Morgan Stanley, Purchase, New York, United States, 10577
Overview
Alternative Investment & Private Markets Attorney – Vice President, based in Purchase, NY. Morgan Stanley Wealth Management Legal and Compliance Division seeks to hire a Vice President to provide legal coverage for the Alternative Investments and Private Markets businesses, with a focus on alternative investment funds and private securities transactions and related matters. The successful candidate will join a team of attorneys, reporting to the head of the Alternative Investments legal team. The attorney will interact with the business unit and collaborate with other attorneys on the Alternative Investments and Private Markets teams, as well as coordinate with a broader group of advisory attorneys across Morgan Stanley Wealth Management. The position involves analyzing, reviewing, negotiating, structuring and approving matters related to the offering and distribution of alternative investment funds and other private securities, and providing ongoing support for these products. The attorney will advise on various business projects, both independently and with the team, and will work with internal stakeholders (Compliance, Risk and business units) as well as external counterparties and outside counsel. This role will be hybrid, with 3 days in the office. Responsibilities
Distribution of complex fund or feeder fund offerings, co-investments, secondaries and direct and indirect private securities offerings. Drafting and negotiating a wide range of legal agreements, including placement agent agreements, distribution agreements, custom fund offerings, servicing agreements, and coordinating with external counsel when needed. Reviewing offering documents (private placement memoranda, limited partner agreements, side letters), early-stage transaction documents (NDAs, term sheets, agreements), subscription agreements and ongoing fund communications. Advising on legal obligations related to corporate governance, investor relations, fund raising, distribution, marketing and investing activities; reviewing and resolving legal issues arising with respect to order processing (subscriptions, transfers). Reviewing marketing materials and investor presentations for adherence to FINRA and SEC rules related to advertising and communications with the public. Improving operational efficiency by coordinating with the Mumbai Legal team, including process transitions and providing feedback to enhance expertise. Reviewing and negotiating client account documentation related to alternative investment products and services and ongoing corporate communications. Reviewing and interpreting relevant statutes, rules and regulations applicable to wealth management products and services; monitoring and advising on legal developments impacting alternative investments. Leading deal-specific and general education presentations to the business unit and other Morgan Stanley Wealth Management attorneys. Maintaining form agreements and working on discrete projects, regulatory inquiries, fund maintenance and related matters. J.D. required. Qualifications
A minimum of three (3) years' relevant experience at a top-quality law firm and/or in-house, preferably with a financial services firm (including a bank, broker-dealer, investment advisory firm, private equity, real estate or hedge fund). Experience with alternative investments, co-investments, direct investments, and/or secondary transactions in private securities. Experience reviewing and interpreting statutes and regulations, with knowledge of U.S. securities laws including the Investment Advisers Act of 1940, the Securities Act of 1933 (including Regulation D), the Securities Exchange Act of 1934, and/or the Investment Company Act of 1940. Broker-dealer/FINRA matters familiarity is a plus, along with familiarity with ERISA matters, AML regulations, data protection laws, and tax considerations related to alternative investments. Ability to work independently and also collaborate with cross-functional teams on complex transactions and projects. Location & Structure
This role is a hybrid position based in Purchase, NY, the headquarters of the firm’s Wealth Management division. What You Can Expect From Morgan Stanley
We are committed to maintaining high standards of service and excellence. We offer opportunities to work alongside experienced professionals in an environment that supports career growth and work-life balance. For more information about our global offices, please visit the firm’s website. Equal Opportunity
Morgan Stanley is an equal opportunity employer. We value diversity and inclusion and prohibit discrimination or harassment based on race, color, religion, creed, age, sex, gender identity or expression, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military status, genetic information, or any other characteristic protected by law.
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Alternative Investment & Private Markets Attorney – Vice President, based in Purchase, NY. Morgan Stanley Wealth Management Legal and Compliance Division seeks to hire a Vice President to provide legal coverage for the Alternative Investments and Private Markets businesses, with a focus on alternative investment funds and private securities transactions and related matters. The successful candidate will join a team of attorneys, reporting to the head of the Alternative Investments legal team. The attorney will interact with the business unit and collaborate with other attorneys on the Alternative Investments and Private Markets teams, as well as coordinate with a broader group of advisory attorneys across Morgan Stanley Wealth Management. The position involves analyzing, reviewing, negotiating, structuring and approving matters related to the offering and distribution of alternative investment funds and other private securities, and providing ongoing support for these products. The attorney will advise on various business projects, both independently and with the team, and will work with internal stakeholders (Compliance, Risk and business units) as well as external counterparties and outside counsel. This role will be hybrid, with 3 days in the office. Responsibilities
Distribution of complex fund or feeder fund offerings, co-investments, secondaries and direct and indirect private securities offerings. Drafting and negotiating a wide range of legal agreements, including placement agent agreements, distribution agreements, custom fund offerings, servicing agreements, and coordinating with external counsel when needed. Reviewing offering documents (private placement memoranda, limited partner agreements, side letters), early-stage transaction documents (NDAs, term sheets, agreements), subscription agreements and ongoing fund communications. Advising on legal obligations related to corporate governance, investor relations, fund raising, distribution, marketing and investing activities; reviewing and resolving legal issues arising with respect to order processing (subscriptions, transfers). Reviewing marketing materials and investor presentations for adherence to FINRA and SEC rules related to advertising and communications with the public. Improving operational efficiency by coordinating with the Mumbai Legal team, including process transitions and providing feedback to enhance expertise. Reviewing and negotiating client account documentation related to alternative investment products and services and ongoing corporate communications. Reviewing and interpreting relevant statutes, rules and regulations applicable to wealth management products and services; monitoring and advising on legal developments impacting alternative investments. Leading deal-specific and general education presentations to the business unit and other Morgan Stanley Wealth Management attorneys. Maintaining form agreements and working on discrete projects, regulatory inquiries, fund maintenance and related matters. J.D. required. Qualifications
A minimum of three (3) years' relevant experience at a top-quality law firm and/or in-house, preferably with a financial services firm (including a bank, broker-dealer, investment advisory firm, private equity, real estate or hedge fund). Experience with alternative investments, co-investments, direct investments, and/or secondary transactions in private securities. Experience reviewing and interpreting statutes and regulations, with knowledge of U.S. securities laws including the Investment Advisers Act of 1940, the Securities Act of 1933 (including Regulation D), the Securities Exchange Act of 1934, and/or the Investment Company Act of 1940. Broker-dealer/FINRA matters familiarity is a plus, along with familiarity with ERISA matters, AML regulations, data protection laws, and tax considerations related to alternative investments. Ability to work independently and also collaborate with cross-functional teams on complex transactions and projects. Location & Structure
This role is a hybrid position based in Purchase, NY, the headquarters of the firm’s Wealth Management division. What You Can Expect From Morgan Stanley
We are committed to maintaining high standards of service and excellence. We offer opportunities to work alongside experienced professionals in an environment that supports career growth and work-life balance. For more information about our global offices, please visit the firm’s website. Equal Opportunity
Morgan Stanley is an equal opportunity employer. We value diversity and inclusion and prohibit discrimination or harassment based on race, color, religion, creed, age, sex, gender identity or expression, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military status, genetic information, or any other characteristic protected by law.
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