Capital One
Overview
Join to apply for the
Sr Manager, AML Risk Assessment
role at
Capital One .
Anti-Money Laundering (AML) is a key risk function within Capital One’s Compliance & Ethics (C&E). In this role, you will work within Capital One’s AML Program Risk Office (AMLPRO), and partner with stakeholders across all of Capital One’s lines of business. You will be responsible for leading a team of risk assessors through the execution of Capital One’s enterprise-wide money laundering and sanctions risk assessment. This leader will also be responsible for driving quality and consistency in the analysis and interpretation of results for risk assessments and helping the business understand implications of potential recommendations and determine next steps.
Senior Risk Managers at Capital One are highly motivated Risk Management professionals with excellent project management and communication skills. They have a high level of exposure across lines of business and the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.
Responsibilities
Manage and develop a team of risk assessors
Lead the execution of the enterprise Money Laundering and Sanctions risk assessment
Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework
Collaborate across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub-Steward organizations, Information Technology, etc., to achieve objectives
Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization
Write and revise documents such as policies, standards, procedures, and guidelines; develop and enhance processes, tools, templates, and job aides; write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of Risk methods
Partner with oversight groups to advance Capital One’s risk assessments
Interface with regulators and audit partners, representing the AML Risk Assessment function
Engage in new projects and ad-hoc leadership activities, as requested by senior leadership
Basic Qualifications
Bachelor's Degree or Military experience
At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination
At least 5 years of project management experience
At least 5 years of people management experience
At least 3 years of experience with Google Suites
Preferred Qualifications
Master’s degree
7+ years of experience within financial services compliance, risk management, or audit
7+ years of project management experience
7+ years of people management experience
CRCM, CAMS, or CFE certification, or willingness to pursue
Understanding of data analytics tools and concepts
Note:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. This salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Locations and salary ranges: Chicago, IL: $155,300 - $177,200; McLean, VA: $170,800 - $194,900; Plano, TX: $155,300 - $177,200; Richmond, VA: $155,300 - $177,200.
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).
Capital One offers a comprehensive, inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to provide needed reasonable accommodations.
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr
Sr Manager, AML Risk Assessment
role at
Capital One .
Anti-Money Laundering (AML) is a key risk function within Capital One’s Compliance & Ethics (C&E). In this role, you will work within Capital One’s AML Program Risk Office (AMLPRO), and partner with stakeholders across all of Capital One’s lines of business. You will be responsible for leading a team of risk assessors through the execution of Capital One’s enterprise-wide money laundering and sanctions risk assessment. This leader will also be responsible for driving quality and consistency in the analysis and interpretation of results for risk assessments and helping the business understand implications of potential recommendations and determine next steps.
Senior Risk Managers at Capital One are highly motivated Risk Management professionals with excellent project management and communication skills. They have a high level of exposure across lines of business and the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.
Responsibilities
Manage and develop a team of risk assessors
Lead the execution of the enterprise Money Laundering and Sanctions risk assessment
Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework
Collaborate across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub-Steward organizations, Information Technology, etc., to achieve objectives
Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization
Write and revise documents such as policies, standards, procedures, and guidelines; develop and enhance processes, tools, templates, and job aides; write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of Risk methods
Partner with oversight groups to advance Capital One’s risk assessments
Interface with regulators and audit partners, representing the AML Risk Assessment function
Engage in new projects and ad-hoc leadership activities, as requested by senior leadership
Basic Qualifications
Bachelor's Degree or Military experience
At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination
At least 5 years of project management experience
At least 5 years of people management experience
At least 3 years of experience with Google Suites
Preferred Qualifications
Master’s degree
7+ years of experience within financial services compliance, risk management, or audit
7+ years of project management experience
7+ years of people management experience
CRCM, CAMS, or CFE certification, or willingness to pursue
Understanding of data analytics tools and concepts
Note:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. This salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Locations and salary ranges: Chicago, IL: $155,300 - $177,200; McLean, VA: $170,800 - $194,900; Plano, TX: $155,300 - $177,200; Richmond, VA: $155,300 - $177,200.
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).
Capital One offers a comprehensive, inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to provide needed reasonable accommodations.
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr