Liberty Personnel Services, Inc.
Financial Controller Job Description - Wall Street Financial Trading Firm
Overview We are seeking an experienced and highly skilled
Financial Controller
to join our fast-paced financial trading firm located on Wall Street. The ideal candidate will be a
CPA
with a minimum of
six years of progressive accounting experience , demonstrating strong leadership and technical expertise, particularly within the
Broker-Dealer sector . This role is critical in overseeing all accounting functions, financial reporting, and ensuring compliance with regulatory requirements.
Key Responsibilities
Financial Reporting:
Oversee the preparation and timely completion of accurate monthly, quarterly, and annual financial statements in accordance with
US GAAP
and firm-specific requirements.
Regulatory Compliance (Broker-Dealer Focus):
Manage and ensure compliance with all SEC, FINRA, and other regulatory reporting requirements, including the preparation of
FOCUS Reports
and supporting schedules (e.g., Net Capital, Customer Protection Rule 15c3-3 computations).
General Ledger Management:
Direct the general ledger and all accounting operations, including accounts payable, accounts receivable, payroll, and fixed asset management.
Budgeting and Forecasting:
Coordinate the annual budget process and perform ongoing financial forecasting, variance analysis, and operational performance reporting.
Internal Controls:
Establish, monitor, and enforce internal controls to ensure the integrity of the firm’s financial data and safeguard assets.
Qualifications
Experience:
Minimum of
6 years
of progressive experience in accounting or finance, with at least 3 years in a leadership or managerial role.
License:
Active and unrestricted
Certified Public Accountant (CPA) license
is mandatory.
Industry Expertise:
Mandatory experience working with or for a registered Broker-Dealer.
Deep understanding of financial products traded (equities, fixed income, derivatives, etc.) and related accounting principles.
Technical Skills:
Expert knowledge of US GAAP and SEC/FINRA regulations; proficiency in financial accounting software and advanced Microsoft Excel skills.
Soft Skills:
Exceptional attention to detail, strong analytical and problem-solving abilities, excellent written and verbal communication skills, and the proven ability to lead and manage a team under strict deadlines.
Education
Bachelor’s degree in Accounting, Finance, or a related field is required. A Master’s degree is a plus.
To view all of Liberty’s openings please visit us at www.libertyjobs.com
David Miller Liberty Personnel 610-684-8674 dm@libertyjobs.com
#J-18808-Ljbffr
Overview We are seeking an experienced and highly skilled
Financial Controller
to join our fast-paced financial trading firm located on Wall Street. The ideal candidate will be a
CPA
with a minimum of
six years of progressive accounting experience , demonstrating strong leadership and technical expertise, particularly within the
Broker-Dealer sector . This role is critical in overseeing all accounting functions, financial reporting, and ensuring compliance with regulatory requirements.
Key Responsibilities
Financial Reporting:
Oversee the preparation and timely completion of accurate monthly, quarterly, and annual financial statements in accordance with
US GAAP
and firm-specific requirements.
Regulatory Compliance (Broker-Dealer Focus):
Manage and ensure compliance with all SEC, FINRA, and other regulatory reporting requirements, including the preparation of
FOCUS Reports
and supporting schedules (e.g., Net Capital, Customer Protection Rule 15c3-3 computations).
General Ledger Management:
Direct the general ledger and all accounting operations, including accounts payable, accounts receivable, payroll, and fixed asset management.
Budgeting and Forecasting:
Coordinate the annual budget process and perform ongoing financial forecasting, variance analysis, and operational performance reporting.
Internal Controls:
Establish, monitor, and enforce internal controls to ensure the integrity of the firm’s financial data and safeguard assets.
Qualifications
Experience:
Minimum of
6 years
of progressive experience in accounting or finance, with at least 3 years in a leadership or managerial role.
License:
Active and unrestricted
Certified Public Accountant (CPA) license
is mandatory.
Industry Expertise:
Mandatory experience working with or for a registered Broker-Dealer.
Deep understanding of financial products traded (equities, fixed income, derivatives, etc.) and related accounting principles.
Technical Skills:
Expert knowledge of US GAAP and SEC/FINRA regulations; proficiency in financial accounting software and advanced Microsoft Excel skills.
Soft Skills:
Exceptional attention to detail, strong analytical and problem-solving abilities, excellent written and verbal communication skills, and the proven ability to lead and manage a team under strict deadlines.
Education
Bachelor’s degree in Accounting, Finance, or a related field is required. A Master’s degree is a plus.
To view all of Liberty’s openings please visit us at www.libertyjobs.com
David Miller Liberty Personnel 610-684-8674 dm@libertyjobs.com
#J-18808-Ljbffr