City National Bank
Sr. Audit Manager- Treasury/Finance
City National Bank, Raleigh, North Carolina, United States
1 day ago Be among the first 25 applicants
What is the Opportunity? Responsible for managing complex audits and supervising auditors assigned to the audit in one or more of the following areas: the bank’s financial and operational audits to assess the adequacy of the bank’s accounting and operating control environment; wealth management and fiduciary audits in corporate, employee benefit, and personal trust relationships; proprietary mutual funds, investment management, broker/dealer and security sales and trading activities; IT audits including network, databases, operating systems, information security applications, security administration, and business continuity planning; compliance audits assessing the bank’s compliance program to ensure processes are adequately designed and functioning effectively to meet regulatory requirements; and data analytics supporting the continuous improvement of audit methodologies, approach, and related practices.
Senior Audit Manager – Treasury/Finance What You Will Do
Assist with the development of audit budget estimates for the respective area of focus.
Assist with the development of the annual risk assessment and audit plan.
Lead and perform continuous monitoring activities periodically for the assigned area.
Maintain ongoing relationships with management of auditable units.
Track and manage audit resources to meet the audit budget and audit plan mandates.
Comply fully with all bank policies and procedures and all regulatory requirements (e.g., Bank Secrecy Act, Know Your Customer, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.).
Complete all required training.
Act as a role model/mentor to lower-level auditors.
Enhance and maintain morale of the audit staff.
Perform on‑job training of lower-level auditors.
Evaluate and provide performance feedback to lower-level auditors.
Review work of others and provide technical training as necessary to enhance lower-level auditors’ performance.
Participate in interviews and evaluations of new applicants.
Keep informed of new services, products, and events that have a significant business and technology impact.
Keep abreast of changes in the business, regulatory, and accounting and control environments in which City National Bank operates, especially for audit areas assigned.
Must‑Have
Bachelor’s Degree or equivalent.
Minimum of 7 years of audit experience.
CPA – Certified Public Accountant (CPA), CIA, CISA, or CFA.
Skills and Knowledge
Strong managerial, organizational, and verbal & written communication skills.
6+ years of required experience in the Treasury space with liquidity and/or IRRBB risk management coverage within a financial institution.
Experience in a bank regulatory environment, handling regulatory issues (MRIAs/MRAs) and/or regulatory expectations.
Experience in managing and mentoring staff.
Excellent writing and communication skills.
Strong project management skills.
Compensation Starting base salary: $99,000 - $176,000 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.
Benefits and Perks At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues.
Equal Opportunity Employer & Reasonable Accommodation City National Bank is an equal opportunity employer committed to promoting and maintaining a diverse, equitable and inclusive working environment where differences are valued and encouraged. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by the laws or regulations in the locations where we operate or in our Code of Conduct.
If you are a qualified individual with a disability or a disabled veteran, you have the right to request a reasonable accommodation for any part of the employment process. Please contact us via email or leave a message at (213) 673-9139. These contact methods are dedicated to applicants whose disability prevents them from successfully applying online. Responses may take up to two business days.
Reporting Requirements Unless otherwise indicated as fully remote, reporting into a designated City National location is an essential function of the job.
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What is the Opportunity? Responsible for managing complex audits and supervising auditors assigned to the audit in one or more of the following areas: the bank’s financial and operational audits to assess the adequacy of the bank’s accounting and operating control environment; wealth management and fiduciary audits in corporate, employee benefit, and personal trust relationships; proprietary mutual funds, investment management, broker/dealer and security sales and trading activities; IT audits including network, databases, operating systems, information security applications, security administration, and business continuity planning; compliance audits assessing the bank’s compliance program to ensure processes are adequately designed and functioning effectively to meet regulatory requirements; and data analytics supporting the continuous improvement of audit methodologies, approach, and related practices.
Senior Audit Manager – Treasury/Finance What You Will Do
Assist with the development of audit budget estimates for the respective area of focus.
Assist with the development of the annual risk assessment and audit plan.
Lead and perform continuous monitoring activities periodically for the assigned area.
Maintain ongoing relationships with management of auditable units.
Track and manage audit resources to meet the audit budget and audit plan mandates.
Comply fully with all bank policies and procedures and all regulatory requirements (e.g., Bank Secrecy Act, Know Your Customer, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.).
Complete all required training.
Act as a role model/mentor to lower-level auditors.
Enhance and maintain morale of the audit staff.
Perform on‑job training of lower-level auditors.
Evaluate and provide performance feedback to lower-level auditors.
Review work of others and provide technical training as necessary to enhance lower-level auditors’ performance.
Participate in interviews and evaluations of new applicants.
Keep informed of new services, products, and events that have a significant business and technology impact.
Keep abreast of changes in the business, regulatory, and accounting and control environments in which City National Bank operates, especially for audit areas assigned.
Must‑Have
Bachelor’s Degree or equivalent.
Minimum of 7 years of audit experience.
CPA – Certified Public Accountant (CPA), CIA, CISA, or CFA.
Skills and Knowledge
Strong managerial, organizational, and verbal & written communication skills.
6+ years of required experience in the Treasury space with liquidity and/or IRRBB risk management coverage within a financial institution.
Experience in a bank regulatory environment, handling regulatory issues (MRIAs/MRAs) and/or regulatory expectations.
Experience in managing and mentoring staff.
Excellent writing and communication skills.
Strong project management skills.
Compensation Starting base salary: $99,000 - $176,000 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.
Benefits and Perks At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues.
Equal Opportunity Employer & Reasonable Accommodation City National Bank is an equal opportunity employer committed to promoting and maintaining a diverse, equitable and inclusive working environment where differences are valued and encouraged. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by the laws or regulations in the locations where we operate or in our Code of Conduct.
If you are a qualified individual with a disability or a disabled veteran, you have the right to request a reasonable accommodation for any part of the employment process. Please contact us via email or leave a message at (213) 673-9139. These contact methods are dedicated to applicants whose disability prevents them from successfully applying online. Responses may take up to two business days.
Reporting Requirements Unless otherwise indicated as fully remote, reporting into a designated City National location is an essential function of the job.
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