Zenith HR
5 days ago Be among the first 25 applicants
Bachelor’s degree in law, business, finance, or a related field
Minimum 5 years of experience in compliance, licensing, or regulatory affairs in fintech, banking, or lending
Hands‑on experience managing state licenses and regulatory filings across U.S. jurisdictions
Strong knowledge of NMLS and regulatory tracking/reporting systems
Excellent communication, organization, and documentation skills
Proven ability to manage multiple deadlines in a fast‑paced environment
Deep understanding of federal and state financial services regulations
Able to commute into Woodbridge, NJ 3x per week
Plusses
Compliance certifications (e.g., CAMS, CRCM)
Demonstrated leadership or team management experience
Strategic mindset with experience influencing cross‑functional teams
Experience designing or maintaining compliance training programs and LMS tools
Day to Day
One of our growing fintech firms is seeking a Senior Compliance Specialist to join their team. You’ll be the primary point of contact for managing and maintaining state lending and servicing licenses, ensuring timely submissions, renewals, and reports. You’ll oversee the development and administration of a company‑wide compliance training program, managing LMS content and tracking completion for internal and regulatory review. Collaboration will be key as you partner with cross‑functional teams to embed compliance into business operations and promote a proactive compliance culture. You’ll support internal audits, regulatory exams, and maintain detailed records of all compliance activities. This role reports to the Chief Compliance Officer and offers significant visibility and room for growth in a high‑energy fintech environment. Expect to juggle multiple priorities and lead initiatives that directly impact the company’s regulatory posture.
Seniority level Mid‑Senior level
Employment type Full‑time
Job function Finance and Sales
Industries Human Resources Services
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Bachelor’s degree in law, business, finance, or a related field
Minimum 5 years of experience in compliance, licensing, or regulatory affairs in fintech, banking, or lending
Hands‑on experience managing state licenses and regulatory filings across U.S. jurisdictions
Strong knowledge of NMLS and regulatory tracking/reporting systems
Excellent communication, organization, and documentation skills
Proven ability to manage multiple deadlines in a fast‑paced environment
Deep understanding of federal and state financial services regulations
Able to commute into Woodbridge, NJ 3x per week
Plusses
Compliance certifications (e.g., CAMS, CRCM)
Demonstrated leadership or team management experience
Strategic mindset with experience influencing cross‑functional teams
Experience designing or maintaining compliance training programs and LMS tools
Day to Day
One of our growing fintech firms is seeking a Senior Compliance Specialist to join their team. You’ll be the primary point of contact for managing and maintaining state lending and servicing licenses, ensuring timely submissions, renewals, and reports. You’ll oversee the development and administration of a company‑wide compliance training program, managing LMS content and tracking completion for internal and regulatory review. Collaboration will be key as you partner with cross‑functional teams to embed compliance into business operations and promote a proactive compliance culture. You’ll support internal audits, regulatory exams, and maintain detailed records of all compliance activities. This role reports to the Chief Compliance Officer and offers significant visibility and room for growth in a high‑energy fintech environment. Expect to juggle multiple priorities and lead initiatives that directly impact the company’s regulatory posture.
Seniority level Mid‑Senior level
Employment type Full‑time
Job function Finance and Sales
Industries Human Resources Services
#J-18808-Ljbffr