Phaxis
Broker dealer client is seeking an experienced operations professional to oversee outsourced broker dealer operations services and ensure strong controls, accuracy, and compliance across multiple product lines.
Responsibilities:
Oversee trade settlements, corporate actions, conversions, P&I tracking, TMPG fail charges, and securities lending Act as liaison between Client and internal Operations teams Ensure compliance with 15c3-3 requirements Identify and escalate operational risks and process gaps Qualifications:
Bachelor's degree; 3+ years in financial services operations Strong understanding of trade lifecycle and fixed income products Experience with Bloomberg TOMS, Client, DTCC, and related systems preferred
Responsibilities:
Oversee trade settlements, corporate actions, conversions, P&I tracking, TMPG fail charges, and securities lending Act as liaison between Client and internal Operations teams Ensure compliance with 15c3-3 requirements Identify and escalate operational risks and process gaps Qualifications:
Bachelor's degree; 3+ years in financial services operations Strong understanding of trade lifecycle and fixed income products Experience with Bloomberg TOMS, Client, DTCC, and related systems preferred