Wipfli Advisory LLC
Regulatory Compliance Consultant II
Wipfli Advisory LLC, Milwaukee, Wisconsin, United States, 53244
Overview
At Wipfli, people count.
At Wipfli, our people are core to everything we do—the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Responsibilities Our Compliance Consultant II can work either in person, remote, or in a hybrid environment. About 20% travel to client locations within the U.S. is required.
Responsibilities:
Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
Conduct routine regulatory compliance testing for federal consumer compliance regulations
Knowledge, Skills and Abilities Qualifications:
Bachelor’s Degree
3+ years of experience in banking / financial institutions
Experience in creating, executing, and documenting regulatory compliance audits
Knowledge and experience in lending
Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
Strong analytical skills with high attention to detail and accuracy
Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
About 20% travel to client locations within the U.S. is required
Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-hybrid #LI-CS1
Additional Details Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at hr@wipfli.com.
"Wipfli" is the brand name under which Wipfli LLP and Wipfli Advisory LLC and its respective subsidiary entities provide professional services. Wipfli LLP and Wipfli Advisory LLC (and its respective subsidiary entities) practice in an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent CPA firm that provides attest services to its clients, and Wipfli Advisory LLC provides tax and business consulting services to its clients. Wipfli Advisory LLC and its subsidiary entities are not licensed CPA firms.
At Wipfli, our people are core to everything we do—the catalyst behind our ability to create exceptional impact and extraordinary results.
We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path.
People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.
Responsibilities Our Compliance Consultant II can work either in person, remote, or in a hybrid environment. About 20% travel to client locations within the U.S. is required.
Responsibilities:
Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system
Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks
Conduct routine regulatory compliance testing for federal consumer compliance regulations
Knowledge, Skills and Abilities Qualifications:
Bachelor’s Degree
3+ years of experience in banking / financial institutions
Experience in creating, executing, and documenting regulatory compliance audits
Knowledge and experience in lending
Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
Strong analytical skills with high attention to detail and accuracy
Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment
About 20% travel to client locations within the U.S. is required
Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!
#LI-hybrid #LI-CS1
Additional Details Additional Details:
Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.
Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at hr@wipfli.com.
"Wipfli" is the brand name under which Wipfli LLP and Wipfli Advisory LLC and its respective subsidiary entities provide professional services. Wipfli LLP and Wipfli Advisory LLC (and its respective subsidiary entities) practice in an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent CPA firm that provides attest services to its clients, and Wipfli Advisory LLC provides tax and business consulting services to its clients. Wipfli Advisory LLC and its subsidiary entities are not licensed CPA firms.