Vaco by Highspring
Controller
Base pay range: $150,000.00/yr – $185,000.00/yr.
Location: Northern VA/DC/Maryland area – flexible hybrid schedule.
Vaco Financial is currently assisting a reputable broker‑dealer/investments firm located in the Northern VA/DC/Maryland area with its search for a
Controller . The position reports to the CEO and will manage a small accounting team.
Essential Duties & Responsibilities
Develop, execute, and oversee financial plans and strategies, budgets, cash flow, and forecasts to support strategic objectives
Identify, assess, and mitigate financial risks, including those related to market volatility, credit and operational risk, regulatory compliance, and fraud prevention
Prepare and present accurate and timely financial statements and other financial performance reports to stakeholders, investors, regulators, and management
Manage and maintain a sound capital structure involving debt, equity, and investment decisions
Establish and maintain strong internal controls, compliance policies and procedures over financial reporting and operations
Ensure adherence to compliance with relevant FINRA and SEC rules and regulations, including those related to the timely submission of financial reports, capital adequacy rules, and internal controls
Provide advice on financial implications of key decisions, including potential mergers and acquisitions
Collaborate with other executives, department heads, and external advisors to support the company's financial goals
Supervise and mentor accounting operations team members; delegate and provide guidance and support to ensure they are equipped to perform their roles effectively
Stay abreast of financial regulations and trends; make adjustments to ensure compliance and efficiency
Perform other related duties as assigned, which may also include labor law compliance management
Education, Licensing, Certifications, and Experience
Bachelor's degree in finance, accounting, economics, or business administration; an MBA is a plus
At least ten years' work experience heading accounting and financial risk in the financial services industry
Licenses or Certifications: FINRA Series 27 (Financial Operations Principal or FINOP) preferred
Benefits Our client offers a comprehensive benefits plan including medical, dental, vision, and a retirement savings plan.
How to Apply For consideration, please send a MS Word version of your resume to chip.vansachten at vaco.
Seniority Level Director
Employment Type Full-time
Job Function Accounting/Auditing and Finance
Industries Capital Markets, Investment Management, and Securities and Commodity Exchanges
#J-18808-Ljbffr
Location: Northern VA/DC/Maryland area – flexible hybrid schedule.
Vaco Financial is currently assisting a reputable broker‑dealer/investments firm located in the Northern VA/DC/Maryland area with its search for a
Controller . The position reports to the CEO and will manage a small accounting team.
Essential Duties & Responsibilities
Develop, execute, and oversee financial plans and strategies, budgets, cash flow, and forecasts to support strategic objectives
Identify, assess, and mitigate financial risks, including those related to market volatility, credit and operational risk, regulatory compliance, and fraud prevention
Prepare and present accurate and timely financial statements and other financial performance reports to stakeholders, investors, regulators, and management
Manage and maintain a sound capital structure involving debt, equity, and investment decisions
Establish and maintain strong internal controls, compliance policies and procedures over financial reporting and operations
Ensure adherence to compliance with relevant FINRA and SEC rules and regulations, including those related to the timely submission of financial reports, capital adequacy rules, and internal controls
Provide advice on financial implications of key decisions, including potential mergers and acquisitions
Collaborate with other executives, department heads, and external advisors to support the company's financial goals
Supervise and mentor accounting operations team members; delegate and provide guidance and support to ensure they are equipped to perform their roles effectively
Stay abreast of financial regulations and trends; make adjustments to ensure compliance and efficiency
Perform other related duties as assigned, which may also include labor law compliance management
Education, Licensing, Certifications, and Experience
Bachelor's degree in finance, accounting, economics, or business administration; an MBA is a plus
At least ten years' work experience heading accounting and financial risk in the financial services industry
Licenses or Certifications: FINRA Series 27 (Financial Operations Principal or FINOP) preferred
Benefits Our client offers a comprehensive benefits plan including medical, dental, vision, and a retirement savings plan.
How to Apply For consideration, please send a MS Word version of your resume to chip.vansachten at vaco.
Seniority Level Director
Employment Type Full-time
Job Function Accounting/Auditing and Finance
Industries Capital Markets, Investment Management, and Securities and Commodity Exchanges
#J-18808-Ljbffr