Wise
Compliance Manager - Monitoring and Testing
Wise is a global technology company, building the best way to move and manage the world’s money.
Your Mission As a Compliance Monitoring and Testing Manager (Compliance Oversight), you'll play a pivotal role in ensuring Wise's adherence to regulatory requirements, particularly concerning our second-line monitoring and testing program, banking partners, audits, and examinations. Your responsibilities will include:
Design control testing plans and evaluate compliance with rules and regulations.
Audit & Examination Management: Lead the preparation and management of regulatory examinations and audits, ensuring timely and accurate responses.
Compliance Framework Development: Support the development and maintenance of Wise's Regulatory Compliance oversight framework, including policies and procedures.
Build trust within our teams: deliver meaningful controls testing - scoping reviews, controls assessments and any findings.
Work with teams to ensure regulatory compliance issues are remediated in line with agreed timelines.
Proactively communicate solutions to address control gaps or how our processes can be enhanced.
Educate teams about the US and CA regulatory requirements, and empower teams to build risk-based processes which are clearly documented.
Oversee and maintain a healthy compliance culture throughout the organization.
Adapt focus on different compliance issues depending on growth plans and compliance needs.
Risk Assessment: Execute and enhance quarterly monitoring across key risk areas, and assist in the preparation of committee and board reports.
Stakeholder Collaboration: Work closely with operational, finance, product, and engineering teams to ensure compliance is integrated into business processes.
About You
Previous monitoring and testing experience within a Financial Regulation advisory role or in a Compliance/Legal department, Financial Crime Oversight, Risk and Controls function, or consultancy.
J.D., Certified Regulatory Compliance Manager or similar qualification.
Familiar with regulations and processes related to Financial Crime, Reg E, UDAAP, E-Sign Act, and state Money Transmission License regulations.
Ability to analyze and interpret complex regulatory frameworks and apply them effectively.
Ability to communicate effectively with Product Managers and Engineers and provide practical, actionable, and value-added recommendations.
Strong presentation skills.
Problem-solving attitude, with the ability to use regulations together with data to drive business decisions.
Experience (or interest) in working in a fast-growing environment.
Willing to travel; Wise offices are located across different countries.
Legally authorized to work in the U.S.
Some Extra Skills That Would Be Great
Familiarity with tools such as Excel, Confluence, Jira, and GRC platforms.
Experience working with international teams and understanding of global regulatory environments.
We’re people without borders — without judgment or prejudice, too. We want to work with the best people, no matter their background. If you’re passionate about learning and keen to join our mission, you’ll fit right in.
Additional Information For everyone, everywhere. We're people building money without borders — without judgment or prejudice, too. We believe teams are strongest when they are diverse, equitable and inclusive. We're proud to have a truly international team, and we celebrate our differences. Inclusive teams help us live our values and make sure every Wise-er feels respected, empowered to contribute towards our mission and able to progress in their careers. If you want to find out more about what it's like to work at Wise, visit Wise.Jobs. Keep up to date with life at Wise by following us on LinkedIn and Instagram.
#J-18808-Ljbffr
Your Mission As a Compliance Monitoring and Testing Manager (Compliance Oversight), you'll play a pivotal role in ensuring Wise's adherence to regulatory requirements, particularly concerning our second-line monitoring and testing program, banking partners, audits, and examinations. Your responsibilities will include:
Design control testing plans and evaluate compliance with rules and regulations.
Audit & Examination Management: Lead the preparation and management of regulatory examinations and audits, ensuring timely and accurate responses.
Compliance Framework Development: Support the development and maintenance of Wise's Regulatory Compliance oversight framework, including policies and procedures.
Build trust within our teams: deliver meaningful controls testing - scoping reviews, controls assessments and any findings.
Work with teams to ensure regulatory compliance issues are remediated in line with agreed timelines.
Proactively communicate solutions to address control gaps or how our processes can be enhanced.
Educate teams about the US and CA regulatory requirements, and empower teams to build risk-based processes which are clearly documented.
Oversee and maintain a healthy compliance culture throughout the organization.
Adapt focus on different compliance issues depending on growth plans and compliance needs.
Risk Assessment: Execute and enhance quarterly monitoring across key risk areas, and assist in the preparation of committee and board reports.
Stakeholder Collaboration: Work closely with operational, finance, product, and engineering teams to ensure compliance is integrated into business processes.
About You
Previous monitoring and testing experience within a Financial Regulation advisory role or in a Compliance/Legal department, Financial Crime Oversight, Risk and Controls function, or consultancy.
J.D., Certified Regulatory Compliance Manager or similar qualification.
Familiar with regulations and processes related to Financial Crime, Reg E, UDAAP, E-Sign Act, and state Money Transmission License regulations.
Ability to analyze and interpret complex regulatory frameworks and apply them effectively.
Ability to communicate effectively with Product Managers and Engineers and provide practical, actionable, and value-added recommendations.
Strong presentation skills.
Problem-solving attitude, with the ability to use regulations together with data to drive business decisions.
Experience (or interest) in working in a fast-growing environment.
Willing to travel; Wise offices are located across different countries.
Legally authorized to work in the U.S.
Some Extra Skills That Would Be Great
Familiarity with tools such as Excel, Confluence, Jira, and GRC platforms.
Experience working with international teams and understanding of global regulatory environments.
We’re people without borders — without judgment or prejudice, too. We want to work with the best people, no matter their background. If you’re passionate about learning and keen to join our mission, you’ll fit right in.
Additional Information For everyone, everywhere. We're people building money without borders — without judgment or prejudice, too. We believe teams are strongest when they are diverse, equitable and inclusive. We're proud to have a truly international team, and we celebrate our differences. Inclusive teams help us live our values and make sure every Wise-er feels respected, empowered to contribute towards our mission and able to progress in their careers. If you want to find out more about what it's like to work at Wise, visit Wise.Jobs. Keep up to date with life at Wise by following us on LinkedIn and Instagram.
#J-18808-Ljbffr