UBS
Be among the first 25 applicants.
Job Reference #
330262BR
Job Type
Full Time
Role Overview Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We’re looking for a Supervisory Officer to:
Drive initiatives related to sales supervision, compliance and business risk, including implementation and education.
Manage review of various supervision processes and procedures.
Serve as a point of contact regarding matters that need attention or issues that cannot be resolved, and elevate issues as required.
Your Team You’ll be working as part of Wealth Management Americas in Houston Area. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Central Region, reporting directly to the Market Supervisory Officer and working closely with the management team.
Your Expertise
Ideally 2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution.
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus.
Track record of leadership, mentorship and coaching success.
Great communicator comfortable addressing difficult conversations.
Reliable when working independently, with sound judgment relating to issue escalation.
Quickly adaptable to changing market situations, technology and business needs.
About Us UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. We have a presence in all major financial centers in more than 50 countries.
Join Us At UBS, we know that our people, with their diverse skills, experiences and backgrounds, drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we also use AI to work smarter and more efficiently. Collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
Inclusion We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Equal Opportunity UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your Career Comeback We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
#J-18808-Ljbffr
Job Reference #
330262BR
Job Type
Full Time
Role Overview Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We’re looking for a Supervisory Officer to:
Drive initiatives related to sales supervision, compliance and business risk, including implementation and education.
Manage review of various supervision processes and procedures.
Serve as a point of contact regarding matters that need attention or issues that cannot be resolved, and elevate issues as required.
Your Team You’ll be working as part of Wealth Management Americas in Houston Area. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Central Region, reporting directly to the Market Supervisory Officer and working closely with the management team.
Your Expertise
Ideally 2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution.
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus.
Track record of leadership, mentorship and coaching success.
Great communicator comfortable addressing difficult conversations.
Reliable when working independently, with sound judgment relating to issue escalation.
Quickly adaptable to changing market situations, technology and business needs.
About Us UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. We have a presence in all major financial centers in more than 50 countries.
Join Us At UBS, we know that our people, with their diverse skills, experiences and backgrounds, drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we also use AI to work smarter and more efficiently. Collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
Inclusion We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Equal Opportunity UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your Career Comeback We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
#J-18808-Ljbffr