Madison-Davis, LLC
Overview
Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time. Pay and location
Base pay range: $100,000.00/yr - $135,000.00/yr Responsibilities
Perform initial identification, development, and mapping of risk factors/themes to the lines of Business for the Corporate Compliance Risk Assessment. Perform initial review of Business Unit responses for the Corporate Compliance Risk Assessment. Escalate all identified risk issues to the Corporate Compliance Director or Risk Assessment Officer. Conduct research into laws and regulations related to the Branch’s product offerings. Conduct research into laws and regulations related to the Branch’s business. Support the Corporate Compliance Director by providing initial review of policies and procedures when they are due for annual refresh. Seniority level
Mid-Senior level Employment type
Full-time Job function
Finance, Analyst, and Other Industries
Financial Services, Banking, and Investment Banking
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Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time. Pay and location
Base pay range: $100,000.00/yr - $135,000.00/yr Responsibilities
Perform initial identification, development, and mapping of risk factors/themes to the lines of Business for the Corporate Compliance Risk Assessment. Perform initial review of Business Unit responses for the Corporate Compliance Risk Assessment. Escalate all identified risk issues to the Corporate Compliance Director or Risk Assessment Officer. Conduct research into laws and regulations related to the Branch’s product offerings. Conduct research into laws and regulations related to the Branch’s business. Support the Corporate Compliance Director by providing initial review of policies and procedures when they are due for annual refresh. Seniority level
Mid-Senior level Employment type
Full-time Job function
Finance, Analyst, and Other Industries
Financial Services, Banking, and Investment Banking
#J-18808-Ljbffr