2 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Portfolio Compliance Analyst We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services. Portfolio Compliance Analyst We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services. This is a 5+ month contract opportunity, paying between $30-$40/hour (depending on experience). This role supports a hybrid work-model, consisting of 3 onsite and 2 remote days/week. Responsibilities: Partner with portfolio services and investment teams and support daily activities and proceeding Ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements Review Investment Management Agreements, evaluate client guidelines, and maintain the guideline monitoring system (Sentinel) Collaborate with investors and provide pre-trade support Resolve post-trade incident exceptions generated from Sentinel Maintain active and open communication with Compliance, Global Relationships, Product Management, and Portfolio Management Develop and utilize solid understanding of investment strategies relative to client guidelines and regulatory requirements Qualifications: Bachelor's degree in Finance, Accounting, or related field 1-3+ years of experience working in investment management firm or financial services firm Working knowledge of all investment types, including equity and fixed income products, and derivative instruments Experience monitoring investment guidelines, working in an investment compliance role, and understanding regulatory requirements for 40 Act and UCITs funds Excellent communication (written and verbal) and interpersonal skills Strong technical skills, including proficiency with Microsoft Office Suite (especially Excel) Experience utilizing a compliance monitoring system (preferably Sentinel) Strong attention to detail and demonstrated intellectual curiosity Great organization, time management, and prioritization skills Self-motivated and deadline-driven For immediate consideration, interested and qualified candidates should send their resumes to Jenny at Seniority level Seniority level Entry level Employment type Employment type Contract Job function Job function Legal Industries Staffing and Recruiting Referrals increase your chances of interviewing at Daley And Associates, LLC by 2x Get notified about new Compliance Analyst jobs in Boston, MA . Boston, MA $140,000.00-$170,000.00 4 weeks ago Boston, MA $115,765.00-$154,353.00 1 month ago Junior Compliance Manager (relocate to Europe) Boston, MA $80,457.00-$194,964.00 1 day ago Boston, MA $104,000.00-$156,000.00 2 weeks ago Senior Compliance Officer - Investment Advisor Boston, MA $130,000.00-$160,000.00 1 month ago Waltham, MA $129,000.00-$162,000.00 1 day ago Regional Compliance Specialist (Boston HQ) VP, Compliance Officer - Asset Management Boston, MA $80,457.00-$194,964.00 1 day ago Boston, MA $114,400.00-$153,300.00 2 days ago Senior Compliance Officer – Marketing Review Boston, MA $140,000.00-$175,000.00 3 days ago Marlborough, MA $69,200.00-$86,500.00 1 week ago Westwood, MA $84,000.00-$120,000.00 1 month ago Senior Compliance Officer (Marketing Material Review) Boston, MA $140,000.00-$175,000.00 13 hours ago MassHealth Regulatory Compliance & Audits Specialist Fellow, Global Compliance Investigations Marlborough, MA $127,900.00-$243,000.00 1 week ago Senior Lease Compliance & Analysis Analyst Business Immigration Analyst (Paralegal) Boston, MA $102,400.00-$204,100.00 2 weeks ago Principal Compliance Specialist, Quality Assurance Operations Framingham, MA $74,250.00-$107,250.00 1 day ago Boston, MA $111,800.00-$175,670.00 2 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr
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