Chief Compliance Officer — Remote Reg & Risk Leader

A leading agricultural advocacy organization in California is seeking a Chief Compliance Officer to oversee broker-dealer compliance and regulatory examinations. The ideal candidate will possess extensive experience in compliance, particularly within a regional or national retail brokerage firm, alongside Series 7, 24, 53, 99, and 66 licensing. This role includes developing compliance training and maintaining internal controls to enhance the organization's competitiveness. #J-18808-Ljbffr