Broker-Dealer Regulatory Director: Lead Reporting & Compliance

A leading international bank in New Jersey is seeking a Regulatory Reporting Director to oversee broker dealer regulatory processes and manage compliance risks. The ideal candidate will have substantial experience with SEC/FINRA regulations and leadership capabilities. This role involves mitigating regulatory reporting risks and ensuring compliance with various financial responsibility rules. Competitive salary range is $250,000 to $300,000, along with comprehensive employee benefits. #J-18808-Ljbffr