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IQ-EQ

Senior Regulatory Compliance Leader – Alternative Assets

IQ-EQ, Chicago, Illinois, United States, 60290

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A leading Investor Services firm in Chicago is seeking a Compliance Officer to provide regulatory support to investment adviser clients. You will ensure compliance with SEC regulations, oversee junior staff, and manage client interactions. The ideal candidate has 6-8 years of experience and a solid understanding of federal securities laws. This role offers a competitive salary package ranging from $115,000 to $135,000, along with a comprehensive benefits package and a hybrid work model. #J-18808-Ljbffr