Regulatory Compliance Associate – Financial Services

A financial services firm located in Detroit is seeking a Compliance Associate to help implement and monitor the firm’s compliance program. The ideal candidate should have at least two years of experience in a compliance role, strong analytical skills, and a thorough understanding of SEC and FINRA regulations. Responsibilities include monitoring trading activities, responding to regulatory inquiries, and providing compliance guidance. The firm values integrity, urgency, and proactive problem-solving in their team members. #J-18808-Ljbffr