Senior Manager, Compliance Advisor - Retail Bank

* Providing input on business regulatory requirements* Providing guidance on business policies, standards, and procedures* Developing and leading department training, as appropriate* Providing compliance advice and effective challenge on complex projects* Providing guidance on controls over regulatory requirements and line of business monitoring of those controls* Identify potential internal and external risks relating to the lines of business initiatives and processes and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary* Maintain subject matter expertise of applicable laws and regulations including UDAAP, Regulation CC, and Regulation E* Perform and review control assessments executed by peers for accuracy and adherence to test procedures* Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts* Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements* Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation* Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train* Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls* Perform UDAAP validations and reviews* Active involvement with compliance testing and third party compliance* Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations* Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management* Participate in governance activities, including: Compliance Requirements, Compliance Risk Assessments, Business Change Management (LAUNCH), Issue and Event Management, and others* Participate in reporting activities including Monthly Business Reviews, Quarterly Compliance Reviews and other reports used by Senior Leadership* Flexibility to travel to various Capital One locations as necessary* Bachelor’s Degree or military experience* At least 6 years of compliance, risk, legal or audit experience within financial services* Master’s Degree or Juris Doctor* 7+ years of experience in compliance, risk, legal or audit experience within financial services* Experience with models, data science or artificial intelligence* Compliance certification(s) (CRCM (Certified Regulatory Compliance Manager), ACAMS (Certified Anti-Money Laundering Specialists) or CIPP (Certified Information Privacy Professional))Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. #J-18808-Ljbffr