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Robert Walters

VP, Compliance Marketing Review — Regulatory Strategy Leader

Robert Walters, Greenwich, Connecticut, us, 06831

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A leading recruitment firm is seeking a Vice President for Compliance Marketing Review in Greenwich, CT. This position entails conducting thorough reviews of marketing materials to ensure compliance with global regulations, applying expertise in regulatory frameworks like SEC Rule 206(4)-1, and offering proactive guidance to stakeholders. The ideal candidate will have 6-8 years of experience in reviewing marketing material, hold Series 7 and 24 licenses, and possess strong communication and organizational skills. Flexibility to work outside standard hours may be required. #J-18808-Ljbffr