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TD Securities

Senior Compliance Monitoring & Testing Lead

TD Securities, New York, New York, us, 10261

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A leading financial services firm is seeking a Senior Compliance Officer in New York to join their Compliance Monitoring and Testing Team. The role involves developing compliance testing plans, executing testing engagements, and building relationships with key stakeholders. Qualified candidates should have 5-7 years of relevant experience, solid analytical and communication skills, and a bachelor's degree. The position offers competitive compensation between $100,000 - $130,000 USD, along with comprehensive benefits and growth opportunities. #J-18808-Ljbffr