BofA Securities, Inc.
Bank of America N.A.
Find out if this opportunity is a good fit by reading all of the information that follows below.
has an oppty for a Director; EAC Compliance & Operational Risk Manager to review Investment Banking ("IB") transactions for potential addition(s) to the Watch List &/or Restricted List.
Follow up with Investment Banking to receive deal updates & manage day-to-day Control Room processes.
Remote work may be permitted w/in a commutable distance from the worksite.
Reqs: Bach.
or equiv.
& 6 yrs exp.
in: Handling advanced research advisory topics, liaising with research mgmnt & legal teams, & navigating the regulatory landscape to effectively mitigate the firm's regulatory & reputational risks in the publication of Research Reports; Developing, implementing, & training on policies, procedures, testing protocols, & governance routines to ensure smooth operation of the control room, incl.
conducting periodic & targeted assessments of the control environment & creating new procedures to adapt to regulatory changes.
Salary: $200,000 - $210,000/year.
Job Site: New York, NY.
Req# 25046582.
If interested apply online at careers or email your resume to & reference the job title of the role & requisition number.
No phone calls.
EOE. xmvmafu
JobiqoTJN.
Keywords: Compliance Director, Location: Jersey City, NJ - 07311
Find out if this opportunity is a good fit by reading all of the information that follows below.
has an oppty for a Director; EAC Compliance & Operational Risk Manager to review Investment Banking ("IB") transactions for potential addition(s) to the Watch List &/or Restricted List.
Follow up with Investment Banking to receive deal updates & manage day-to-day Control Room processes.
Remote work may be permitted w/in a commutable distance from the worksite.
Reqs: Bach.
or equiv.
& 6 yrs exp.
in: Handling advanced research advisory topics, liaising with research mgmnt & legal teams, & navigating the regulatory landscape to effectively mitigate the firm's regulatory & reputational risks in the publication of Research Reports; Developing, implementing, & training on policies, procedures, testing protocols, & governance routines to ensure smooth operation of the control room, incl.
conducting periodic & targeted assessments of the control environment & creating new procedures to adapt to regulatory changes.
Salary: $200,000 - $210,000/year.
Job Site: New York, NY.
Req# 25046582.
If interested apply online at careers or email your resume to & reference the job title of the role & requisition number.
No phone calls.
EOE. xmvmafu
JobiqoTJN.
Keywords: Compliance Director, Location: Jersey City, NJ - 07311