Strategic Compliance Counsel — Equity Research & Sales

A financial services company is seeking a Compliance Counsel in Little Rock, Arkansas. This full-time role involves reviewing equity research reports, providing regulatory guidance, and responding to inquiries from clients and regulators. The ideal candidate must possess a Juris Doctorate and have over 3 years of relevant experience. Certifications such as the Securities Industry Essentials and Series 7 are essential, with a preference for a Series 14 Compliance Officer Exam certification. This position is on-site and offers an opportunity to engage in a dynamic compliance environment. #J-18808-Ljbffr