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Hennion & Walsh

Compliance Ops Associate FINRA Series 24 - In Person

Hennion & Walsh, Parsippany, New Jersey, United States

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A growing financial services firm in Parsippany is seeking a Compliance Ops Associate to oversee compliance procedures and workflows. Ideal candidates should have FINRA Series 7 and 24 licenses, along with relevant compliance experience. Responsibilities include resolving trade settlement issues and managing day-to-day workflows. The role offers competitive compensation, full medical and dental benefits, and a supportive team environment. #J-18808-Ljbffr