Senior VP, Broker-Dealer Compliance Leader

A leading financial services firm is seeking an SVP of BD Compliance to lead its broker/dealer compliance program. This role involves managing compliance policies, conducting risk reviews, and advising on applicable regulations. The ideal candidate should have extensive experience in wealth management compliance and strong leadership skills. A bachelor's degree is required, along with series 7 and 24 licenses. The position operates on a hybrid schedule with a competitive salary range. #J-18808-Ljbffr