Chief Compliance & Regulatory Strategy Lead

A leading investment firm is seeking a Head of Compliance to oversee the compliance framework, ensuring adherence to SEC and FINRA regulations. The ideal candidate will have 7-10+ years of compliance experience within an SEC-registered investment adviser, with a strong knowledge of the Investment Advisers Act and insider trading laws. This high-impact role requires exceptional communication skills and the ability to work autonomously in a dynamic environment, driving a culture of compliance across the organization. #J-18808-Ljbffr