Capital One
AML Senior Investigator II-SIU Supervisor
Capital One, Chicago, Illinois, United States, 60290
The Anti-Money Laundering (AML) Supervisor
Supervises various AML processes, which might include suspicious activity investigations, closing reviews, or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti‑money laundering as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.
Additional responsibilities will include:
Operational Management & Training: Supervise daily workflow and operational metrics of AML Operations team; daily supervision of a small central unit of Investigators; assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures; assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, closing cases, or other AML processes.
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role
At least 2 years of investigative experience in Fraud or AML investigations
Preferred Qualifications
Bachelor's Degree
2+ years of people leader experience in Fraud, AML investigations, or Compliance role
3+ years of investigative experience in Fraud and AML investigations
Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full‑time annual salaries for this role are listed below, by location. These figures are solely for candidates hired to perform work within the listed location and represent Capital One’s willingness to pay at the time of posting. Salaries for part‑time roles will be prorated based on the agreed number of hours to be regularly worked.
Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II
McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II
Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II
Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II
Riverwoods, IL: $86,000 - $98,200 for AML Sr. Investigator II
Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II
This role is also eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Incentives could be discretionary or non‑discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well‑being. Learn more at the Capital One Careers website. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
No agencies please. Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
#J-18808-Ljbffr
Additional responsibilities will include:
Operational Management & Training: Supervise daily workflow and operational metrics of AML Operations team; daily supervision of a small central unit of Investigators; assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures; assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, closing cases, or other AML processes.
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role
At least 2 years of investigative experience in Fraud or AML investigations
Preferred Qualifications
Bachelor's Degree
2+ years of people leader experience in Fraud, AML investigations, or Compliance role
3+ years of investigative experience in Fraud and AML investigations
Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full‑time annual salaries for this role are listed below, by location. These figures are solely for candidates hired to perform work within the listed location and represent Capital One’s willingness to pay at the time of posting. Salaries for part‑time roles will be prorated based on the agreed number of hours to be regularly worked.
Chicago, IL: $86,000 - $98,200 for AML Sr. Investigator II
McLean, VA: $94,600 - $107,900 for AML Sr. Investigator II
Plano, TX: $86,000 - $98,200 for AML Sr. Investigator II
Richmond, VA: $86,000 - $98,200 for AML Sr. Investigator II
Riverwoods, IL: $86,000 - $98,200 for AML Sr. Investigator II
Wilmington, DE: $86,000 - $98,200 for AML Sr. Investigator II
This role is also eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Incentives could be discretionary or non‑discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well‑being. Learn more at the Capital One Careers website. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
No agencies please. Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
#J-18808-Ljbffr