AVP, Conflicts & Trade Surveillance Compliance

A financial services firm is seeking a knowledgeable Associate in the Compliance Department to oversee trading activities and manage conflicts. The ideal candidate has 7+ years of experience in compliance within a global investment or banking environment, proficient in financial instruments, and operates effectively in a fast-paced atmosphere. The role offers a competitive salary ranging from $145,000 to $185,000 plus comprehensive benefits. #J-18808-Ljbffr